Duncan Charles William III 4
4 · SANDERS MORRIS HARRIS GROUP INC · Filed Jun 2, 2010
Insider Transaction Report
Form 4
Duncan Charles William III
Director
Transactions
- Award
Common Stock
2010-05-27$5.45/sh+3,000$16,350→ 30,020 total - Award
Common Stock
2010-05-27$5.45/sh+6,618$36,068→ 36,618 total
Holdings
- 10,000(indirect: By Partnership)
Common Stock
Footnotes (3)
- [F1]Restricted stock award that vests 50% at the end of year one, 75% at the end of year two, and 100% at the end of year three.
- [F2]Shares owned by Duncan Investors Partnership of which Mr. Duncan owns a 47.5% Interest. Mr. Duncan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]Restricted stock award that vests 100% on the first anniversary of the date of grant.