|4Jul 2, 2:18 PM ET

BLACK CHARLES 4

4 · ANWORTH MORTGAGE ASSET CORP · Filed Jul 2, 2010

Insider Transaction Report

Form 4
Period: 2010-07-01
Transactions
  • Award

    Restricted Stock Unit

    2010-07-01+2,0004,000 total
    Common Stock (2,000 underlying)
  • Will/Inheritance

    Common Stock

    2010-02-0310,1990 total(indirect: By Spouse)
Holdings
  • Common Stock

    14,322
  • Stock Option (right to buy)

    Exercise: $6.70From: 2002-01-23Exp: 2011-07-23Common Stock (260 underlying)
    260
  • Stock Option (right to buy)

    Exercise: $11.20From: 2003-10-04Exp: 2012-10-04Common Stock (10,000 underlying)
    10,000
  • Stock Option (right to buy)

    Exercise: $7.10From: 2002-02-10Exp: 2011-08-10Common Stock (3,000 underlying)
    3,000
  • Stock Option (right to buy)

    Exercise: $13.80From: 2004-05-01Exp: 2013-05-01Common Stock (12,100 underlying)
    12,100
Footnotes (5)
  • [F1]Disposed of by Mr. Black's spouse, Bonnie N. Black, by way of will or the laws of dissent or distribution.
  • [F2]Mr. Black's spouse, Bonnie N. Black, owned 10,199 shares directly and Mr. Black disclaimed beneficial ownership of these securities and this report shall not be deemed an admission that Mr. Black is or was the beneficial owner of the securities for purposes of Section 16 or any other purpose.
  • [F3]1-for-1.
  • [F4]The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.
  • [F5]Granted to the reporting person in consideration for their continued service on the board of directors.

Documents

1 file
  • 4
    rrd280093.xmlPrimary

    FORM 4 CHARLES BLACK 2010 PHANTOM STOCK GRANT