4//SEC Filing
BLACK CHARLES 4
Accession 0001181431-10-035842
CIK 0001047884other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 2:18 PM ET
Size
13.2 KB
Accession
0001181431-10-035842
Insider Transaction Report
Form 4
BLACK CHARLES
Director
Transactions
- Award
Restricted Stock Unit
2010-07-01+2,000→ 4,000 total→ Common Stock (2,000 underlying) - Will/Inheritance
Common Stock
2010-02-03−10,199→ 0 total(indirect: By Spouse)
Holdings
- 14,322
Common Stock
- 260
Stock Option (right to buy)
Exercise: $6.70From: 2002-01-23Exp: 2011-07-23→ Common Stock (260 underlying) - 10,000
Stock Option (right to buy)
Exercise: $11.20From: 2003-10-04Exp: 2012-10-04→ Common Stock (10,000 underlying) - 3,000
Stock Option (right to buy)
Exercise: $7.10From: 2002-02-10Exp: 2011-08-10→ Common Stock (3,000 underlying) - 12,100
Stock Option (right to buy)
Exercise: $13.80From: 2004-05-01Exp: 2013-05-01→ Common Stock (12,100 underlying)
Footnotes (5)
- [F1]Disposed of by Mr. Black's spouse, Bonnie N. Black, by way of will or the laws of dissent or distribution.
- [F2]Mr. Black's spouse, Bonnie N. Black, owned 10,199 shares directly and Mr. Black disclaimed beneficial ownership of these securities and this report shall not be deemed an admission that Mr. Black is or was the beneficial owner of the securities for purposes of Section 16 or any other purpose.
- [F3]1-for-1.
- [F4]The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.
- [F5]Granted to the reporting person in consideration for their continued service on the board of directors.
Issuer
ANWORTH MORTGAGE ASSET CORP
CIK 0001047884
Entity typeother
Related Parties
1- filerCIK 0001209607
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 2:18 PM ET
- Size
- 13.2 KB