4//SEC Filing
SWEENEY MICHAEL B 4
Accession 0001181431-10-041126
CIK 0001356857other
Filed
Aug 9, 8:00 PM ET
Accepted
Aug 10, 1:54 PM ET
Size
24.9 KB
Accession
0001181431-10-041126
Insider Transaction Report
Form 4
SWEENEY MICHAEL B
Other
Transactions
- Conversion
Common Stock
2010-08-06+1,576,814→ 1,576,814 total - Conversion
Common Stock
2010-08-06$4.38/sh+744,496$3,260,892→ 2,321,310 total - Conversion
Series A-2 Convertible Preferred Stock
2010-08-06−9,090,910→ 0 total→ Common Stock (9,090,910 underlying) - Purchase
Common Stock
2010-08-06$5.00/sh+1,227,333$6,136,665→ 3,548,643 total - Conversion
Series B Convertible Preferred Stock
2010-08-06−4,469,697→ 0 total→ Common Stock (4,469,697 underlying)
CLEVELAND BRUCE A
Other
Transactions
- Conversion
Common Stock
2010-08-06+1,576,814→ 1,576,814 total - Conversion
Common Stock
2010-08-06$4.38/sh+744,496$3,260,892→ 2,321,310 total - Conversion
Series A-2 Convertible Preferred Stock
2010-08-06−9,090,910→ 0 total→ Common Stock (9,090,910 underlying) - Conversion
Series B Convertible Preferred Stock
2010-08-06−4,469,697→ 0 total→ Common Stock (4,469,697 underlying) - Purchase
Common Stock
2010-08-06$5.00/sh+1,227,333$6,136,665→ 3,548,643 total
InterWest Partners IX, LP
10% Owner
Transactions
- Conversion
Series B Convertible Preferred Stock
2010-08-06−4,469,697→ 0 total→ Common Stock (4,469,697 underlying) - Purchase
Common Stock
2010-08-06$5.00/sh+1,227,333$6,136,665→ 3,548,643 total - Conversion
Series A-2 Convertible Preferred Stock
2010-08-06−9,090,910→ 0 total→ Common Stock (9,090,910 underlying) - Conversion
Common Stock
2010-08-06+1,576,814→ 1,576,814 total - Conversion
Common Stock
2010-08-06$4.38/sh+744,496$3,260,892→ 2,321,310 total
Transactions
- Conversion
Series B Convertible Preferred Stock
2010-08-06−4,469,697→ 0 total→ Common Stock (4,469,697 underlying) - Conversion
Common Stock
2010-08-06+1,576,814→ 1,576,814 total - Conversion
Common Stock
2010-08-06$4.38/sh+744,496$3,260,892→ 2,321,310 total - Purchase
Common Stock
2010-08-06$5.00/sh+1,227,333$6,136,665→ 3,548,643 total - Conversion
Series A-2 Convertible Preferred Stock
2010-08-06−9,090,910→ 0 total→ Common Stock (9,090,910 underlying)
CASH HARVEY B
Other
Transactions
- Conversion
Series B Convertible Preferred Stock
2010-08-06−4,469,697→ 0 total→ Common Stock (4,469,697 underlying) - Conversion
Common Stock
2010-08-06+1,576,814→ 1,576,814 total - Conversion
Common Stock
2010-08-06$4.38/sh+744,496$3,260,892→ 2,321,310 total - Purchase
Common Stock
2010-08-06$5.00/sh+1,227,333$6,136,665→ 3,548,643 total - Conversion
Series A-2 Convertible Preferred Stock
2010-08-06−9,090,910→ 0 total→ Common Stock (9,090,910 underlying)
GIANOS PHILIP T
Other
Transactions
- Conversion
Series A-2 Convertible Preferred Stock
2010-08-06−9,090,910→ 0 total→ Common Stock (9,090,910 underlying) - Conversion
Common Stock
2010-08-06$4.38/sh+744,496$3,260,892→ 2,321,310 total - Conversion
Common Stock
2010-08-06+1,576,814→ 1,576,814 total - Purchase
Common Stock
2010-08-06$5.00/sh+1,227,333$6,136,665→ 3,548,643 total - Conversion
Series B Convertible Preferred Stock
2010-08-06−4,469,697→ 0 total→ Common Stock (4,469,697 underlying)
Holmes W Stephen
Other
Transactions
- Conversion
Series B Convertible Preferred Stock
2010-08-06−4,469,697→ 0 total→ Common Stock (4,469,697 underlying) - Conversion
Common Stock
2010-08-06+1,576,814→ 1,576,814 total - Purchase
Common Stock
2010-08-06$5.00/sh+1,227,333$6,136,665→ 3,548,643 total - Conversion
Common Stock
2010-08-06$4.38/sh+744,496$3,260,892→ 2,321,310 total - Conversion
Series A-2 Convertible Preferred Stock
2010-08-06−9,090,910→ 0 total→ Common Stock (9,090,910 underlying)
ORONSKY ARNOLD L
Other
Transactions
- Conversion
Series A-2 Convertible Preferred Stock
2010-08-06−9,090,910→ 0 total→ Common Stock (9,090,910 underlying) - Conversion
Common Stock
2010-08-06$4.38/sh+744,496$3,260,892→ 2,321,310 total - Conversion
Series B Convertible Preferred Stock
2010-08-06−4,469,697→ 0 total→ Common Stock (4,469,697 underlying) - Purchase
Common Stock
2010-08-06$5.00/sh+1,227,333$6,136,665→ 3,548,643 total - Conversion
Common Stock
2010-08-06+1,576,814→ 1,576,814 total
Rosch Thomas L
Other
Transactions
- Conversion
Series A-2 Convertible Preferred Stock
2010-08-06−9,090,910→ 0 total→ Common Stock (9,090,910 underlying) - Purchase
Common Stock
2010-08-06$5.00/sh+1,227,333$6,136,665→ 3,548,643 total - Conversion
Common Stock
2010-08-06$4.38/sh+744,496$3,260,892→ 2,321,310 total - Conversion
Common Stock
2010-08-06+1,576,814→ 1,576,814 total - Conversion
Series B Convertible Preferred Stock
2010-08-06−4,469,697→ 0 total→ Common Stock (4,469,697 underlying)
Kliman Gilbert H
Other
Transactions
- Conversion
Common Stock
2010-08-06+1,576,814→ 1,576,814 total - Purchase
Common Stock
2010-08-06$5.00/sh+1,227,333$6,136,665→ 3,548,643 total - Conversion
Common Stock
2010-08-06$4.38/sh+744,496$3,260,892→ 2,321,310 total - Conversion
Series A-2 Convertible Preferred Stock
2010-08-06−9,090,910→ 0 total→ Common Stock (9,090,910 underlying) - Conversion
Series B Convertible Preferred Stock
2010-08-06−4,469,697→ 0 total→ Common Stock (4,469,697 underlying)
Footnotes (4)
- [F1]Upon the closing of the Issuer's initial public offering, each 8.6 shares of the Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into one share of Common Stock, and had no expiration date.
- [F2]The shares are owned by InterWest Partners IX, LP ("IW9"). InterWest Management Partners IX, LLC ("IMP9") is the general partner of IW9 and has sole voting and investment control over the shares owned by IW9. Harvey B. Cash, Philip T. Gianos, W. Stephen Holmes, Gilbert H. Kliman, Arnold L. Oronsky, Thomas L. Rosch, and Michael B. Sweeney are Managing Directors of IMP9 and Bruce A. Cleveland, Christopher B. Ehrlich, Linda S. Grais, Nina Kjellson, Khaled A. Nasr, and Douglas A. Pepper are Venture Members of IMP9. Each Managing Director and Venture Member of IMP9 disclaims beneficial ownership of such shares, except to the extent of their pecuniary interest therein.
- [F3]The Common Stock was acquired upon conversion of a Secured Convertible Promissory Note exempt from the definition of a derivative security and whose conversion ratio did not become fixed until automatic conversion at the time of the closing of the Issuer's initial public offering.
- [F4]The shares were purchased in the Issuer's initial public offering.
Documents
Issuer
Trius Therapeutics Inc
CIK 0001356857
Entity typeother
Related Parties
1- filerCIK 0001278091
Filing Metadata
- Form type
- 4
- Filed
- Aug 9, 8:00 PM ET
- Accepted
- Aug 10, 1:54 PM ET
- Size
- 24.9 KB