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4//SEC Filing

Richardson Kevin A II 4

Accession 0001181431-11-005262

CIK 0001064015other
View on SEC.govCompany Profile

Filed

Jan 25, 7:00 PM ET

Accepted

Jan 26, 9:55 AM ET

Size

14.9 KB

Accession

0001181431-11-005262

Insider Transaction Report

Form 4
Period: 2011-01-24
AMERITRANS CAPITAL CORPAMTC
Indick Murray A
Director10% Owner
Transactions
  • Sale

    Common Stock

    2011-01-24$1.21/sh−848,500$1,026,685→ 0 total
  • Sale

    Warrants (Right to Buy)

    2011-01-24−147,425→ 10,141 total
    Exercise: $6.44From: 2006-03-02Exp: 2011-03-02→ Common Stock (147,425 underlying)
  • Sale

    Warrants (Right to Buy)

    2011-01-24−66,250→ 157,566 total
    Exercise: $6.44From: 2005-12-05Exp: 2010-12-05→ Common Stock (66,250 underlying)
Holdings

  • Non Employee Stock Option

    (indirect: See Footnote)
    Exercise: $4.93From: 2008-05-09Exp: 2012-05-09→ Common Stock (10,141 underlying)
    10,141
Prides Capital Partners, LLC
Director10% Owner
Transactions
  • Sale

    Common Stock

    2011-01-24$1.21/sh−848,500$1,026,685→ 0 total
  • Sale

    Warrants (Right to Buy)

    2011-01-24−147,425→ 10,141 total
    Exercise: $6.44From: 2006-03-02Exp: 2011-03-02→ Common Stock (147,425 underlying)
  • Sale

    Warrants (Right to Buy)

    2011-01-24−66,250→ 157,566 total
    Exercise: $6.44From: 2005-12-05Exp: 2010-12-05→ Common Stock (66,250 underlying)
Holdings

  • Non Employee Stock Option

    (indirect: See Footnote)
    Exercise: $4.93From: 2008-05-09Exp: 2012-05-09→ Common Stock (10,141 underlying)
    10,141
Richardson Kevin A II
Director10% Owner
Transactions
  • Sale

    Common Stock

    2011-01-24$1.21/sh−848,500$1,026,685→ 0 total
  • Sale

    Warrants (Right to Buy)

    2011-01-24−66,250→ 157,566 total
    Exercise: $6.44From: 2005-12-05Exp: 2010-12-05→ Common Stock (66,250 underlying)
  • Sale

    Warrants (Right to Buy)

    2011-01-24−147,425→ 10,141 total
    Exercise: $6.44From: 2006-03-02Exp: 2011-03-02→ Common Stock (147,425 underlying)
Holdings

  • Non Employee Stock Option

    (indirect: See Footnote)
    Exercise: $4.93From: 2008-05-09Exp: 2012-05-09→ Common Stock (10,141 underlying)
    10,141
Footnotes (2)
  • [F1]The securities reported herein are owned directly by Prides Capital Fund I, L.P. Because Prides Capital Partners, L.L.C. is the general partner of Prides Capital Fund I, L.P., Prides Capital Partners, L.L.C. may be deemed the beneficial owner of the securities held by Prides Capital Fund I, L.P. Because Kevin A. Richardson, II, is the controlling members of Prides Capital Partners, L.L.C., he may also be deemed to be beneficial owners of securities deemed to be beneficially owned by Prides Capital Partners, L.L.C. Messrs. Richardson and Indick disclaim beneficial ownership of the securities reported herein except to the extent of any pecuniary interests therein. Murray A. Indick has been deputized by Prides Capital Partners, L.L.C. to serve on the Issuer's board of directors, and therefore Prides Capital Partners, L.L.C. and each of the Reporting Persons also is a director of the Issuer for purposes of Section 16 of the Securities Exchange Act of 1934
  • [F2]10,141 five-year options granted under the Director Plan.

Documents

1 file

Issuer

AMERITRANS CAPITAL CORP

CIK 0001064015

→
Entity typeother

Related Parties

1
  • filerCIK 0001295313

Filing Metadata

Form type
4
Filed
Jan 25, 7:00 PM ET
Accepted
Jan 26, 9:55 AM ET
Size
14.9 KB
View on SEC.gov