Insider · CIK 0001295313

Richardson Kevin A II

Reports to the SEC for 12 companies · BOSTON, MA

sec.gov

Transactions

Companies

Filings

CIK

0001295313

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-01-30	SNWVSANUWAVE Health, Inc. · Stock OptionsA Award	Director, Chief Executive Officer	AAward	+5.2M sh	—	—	5,200,000
2019-08-28	SNWVSANUWAVE Health, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+5.57M sh	$0.11	+$613K	7,153,226
2019-08-26	SNWVSANUWAVE Health, Inc. · Stock OptionA Award	Director, Chief Executive Officer	AAward	+50K sh	—	—	50,000
2019-04-24	SNWVSANUWAVE Health, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+68.8K sh	$0.03	+$2,296.25	226,250
2019-04-24	SNWVSANUWAVE Health, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+68.8K sh	$0.03	+$2,296.25	226,250
2018-09-20	SNWVSANUWAVE Health, Inc. · Stock OptionA Award	Director, Chief Executive Officer	AAward	+1.1M sh	—	—	1,100,000
2018-01-10	SNWVSANUWAVE Health, Inc. · Class N WarrantsA Award	Director, Chief Executive Officer	AAward	+2.36M sh	—	—	2,363,636
2017-12-11	SNWVSANUWAVE Health, Inc. · Class O WarrantsA Award	Director, Chief Executive Officer	AAward	+640K sh	—	—	640,000
2017-06-15	SNWVSANUWAVE Health, Inc. · OptionsA Award	Director, Chief Executive Officer	AAward	+900K sh	—	—	900,000
2016-11-09	SNWVSANUWAVE Health, Inc. · OptionsA Award	Director, Chief Executive Officer	AAward	+594K sh	—	—	594,300
2016-06-16	SNWVSANUWAVE Health, Inc. · OptionsA Award	Director, Chief Executive Officer	AAward	+700K sh	—	—	700,000
2016-03-31	SNWVSANUWAVE Health, Inc. · OptionsA Award	Director, Chief Executive Officer	AAward	+298K sh	—	—	297,619
2016-03-31	SNWVSANUWAVE Health, Inc. · OptionsD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−298K sh	—	—	0
2015-10-01	SNWVSANUWAVE Health, Inc. · OptionsA Award	Director, Chief Executive Officer	AAward	+452K sh	—	—	452,381
2015-10-01	SNWVSANUWAVE Health, Inc. · OptionsA Award	Director, Chief Executive Officer	AAward	+298K sh	—	—	297,619
2015-09-02	SNWVSANUWAVE Health, Inc.J Other	Director, Chief Executive Officer	JOther	−3.28M sh	—	—	5,805,371
2014-03-17	SNWVSANUWAVE Health, Inc. · WarrantsP Purchase	Director, Chief Executive Officer	PPurchase	+37.5K sh	—	—	37,500
2014-03-17	SNWVSANUWAVE Health, Inc. · WarrantsP Purchase	Director, Chief Executive Officer	PPurchase	+37.5K sh	—	—	37,500
2014-03-17	SNWVSANUWAVE Health, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+50K sh	$0.50	+$25K	157,500
2014-03-17	SNWVSANUWAVE Health, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+50K sh	$0.50	+$25K	157,500
2014-03-17	SNWVSANUWAVE Health, Inc. · WarrantsP Purchase	Director, Chief Executive Officer	PPurchase	+62.5K sh	—	—	62,500
2014-03-17	SNWVSANUWAVE Health, Inc. · WarrantsP Purchase	Director, Chief Executive Officer	PPurchase	+62.5K sh	—	—	62,500
2013-10-09	SNWVSANUWAVE Health, Inc. · WarrantsP Purchase	Director, Chief Executive Officer	PPurchase	+35.3K sh	—	—	35,312
2013-10-09	SNWVSANUWAVE Health, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+35.3K sh	$0.60	+$21.2K	1,583,316
2013-07-31	SNWVSANUWAVE Health, Inc.A Award	Director, Chief Executive Officer	AAward	+108K sh	$0.20	+$21.5K	107,500
2013-07-31	SNWVSANUWAVE Health, Inc.A Award	Director, Chief Executive Officer	AAward	+108K sh	$0.20	+$21.5K	1,548,004
2013-07-31	SNWVSANUWAVE Health, Inc.A Award	Director, Chief Executive Officer	AAward	+108K sh	$0.20	+$21.5K	107,500
2013-07-31	SNWVSANUWAVE Health, Inc. · WarrantsA Award	Director, Chief Executive Officer	AAward	+19.5K sh	—	—	19,545
2013-07-31	SNWVSANUWAVE Health, Inc. · WarrantsA Award	Director, Chief Executive Officer	AAward	+19.5K sh	—	—	19,545
2013-07-31	SNWVSANUWAVE Health, Inc. · WarrantsA Award	Director, Chief Executive Officer	AAward	+19.5K sh	—	—	19,545
2013-02-21	SNWVSANUWAVE Health, Inc. · OptionsD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−5,000 sh	—	—	0
2013-02-21	SNWVSANUWAVE Health, Inc. · OptionsD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−5,000 sh	—	—	0
2013-02-21	SNWVSANUWAVE Health, Inc. · OptionsD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−5,000 sh	—	—	0
2013-02-21	SNWVSANUWAVE Health, Inc. · OptionsA Award	Director, Chief Executive Officer	AAward	+115K sh	—	—	115,000
2011-01-31	SNWVSANUWAVE Health, Inc.X Exercise of In-Money	Director, Chief Executive Officer	XExercise of In-Money	+545K sh	$2.00	+$1.09M	1,440,504
2011-01-31	SNWVSANUWAVE Health, Inc. · OptionsX Exercise of In-Money	Director, Chief Executive Officer	XExercise of In-Money	−545K sh	—	—	350,000
2011-01-31	SNWVSANUWAVE Health, Inc. · Class D WarrantA Award	Director, Chief Executive Officer	AAward	+545K sh	—	—	545,252
2011-01-31	SNWVSANUWAVE Health, Inc. · OptionsG Gift	Director, Chief Executive Officer	GGift	−325K sh	—	—	0
2010-11-01	SNWVSANUWAVE Health, Inc. · OptionsA Award	Director, Chief Executive Officer	AAward	+5,000 sh	—	—	5,000
2010-10-12	SNWVSANUWAVE Health, Inc. · OptionsA Award	Director, Chief Executive Officer	AAward	+895K sh	—	—	895,252
2010-10-12	SNWVSANUWAVE Health, Inc. · Class D WarrantA Award	Director, Chief Executive Officer	AAward	+895K sh	—	—	895,252
2010-10-12	SNWVSANUWAVE Health, Inc.A Award	Director, Chief Executive Officer	AAward	+895K sh	$2.00	+$1.79M	895,252
2010-01-29	SNWVSANUWAVE Health, Inc. · OptionsA Award	Director, Chief Executive Officer	AAward	+5,000 sh	—	—	5,000

Recent filings

Accepted (ET)
Feb 254
Richardson Kevin A II0001654954-20-001900
SEC(opens sec.gov)
Aug 284
Richardson Kevin A II0001654954-19-010089
SEC(opens sec.gov)
Apr 254
Richardson Kevin A II0001654954-19-004752
SEC(opens sec.gov)
Sep 284
Richardson Kevin A II0001654954-18-010622
SEC(opens sec.gov)
Jan 194
Richardson Kevin A II0001654954-18-000551
SEC(opens sec.gov)
Jun 294
SANUWAVE Health, Inc.0001437749-17-011966
SEC(opens sec.gov)
Dec 164
SANUWAVE Health, Inc.0001437749-16-043474
SEC(opens sec.gov)
Sep 304
SANUWAVE Health, Inc.0001437749-16-039323
SEC(opens sec.gov)
Oct 154
SANUWAVE Health, Inc.0001209191-15-075561
SEC(opens sec.gov)
Mar 184
SANUWAVE Health, Inc.0001181431-14-013259
SEC(opens sec.gov)

Companies

Address

200 HIGH STREET SUITE 700

BOSTON, MA, 02110