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EVERGREEN ENERGY INC·4

Feb 3, 4:58 PM ET

Stoner Thomas H Jr. 4

4 · EVERGREEN ENERGY INC · Filed Feb 3, 2011

Insider Transaction Report

Form 4
Period: 2011-02-01
EVERGREEN ENERGY INCEEE
Stoner Thomas H Jr.
DirectorPresident & CEO
Transactions
  • Purchase

    Warrant (Right to Buy)

    2011-02-01$2.60/sh+67,542$175,609→ 67,542 total(indirect: By Trust)
    Exercise: $2.60From: 2011-08-01Exp: 2014-08-01→ Common Stock (67,542 underlying)
  • Purchase

    Common Stock

    2011-02-01$2.60/sh+69,231$180,001→ 69,231 total(indirect: By Trust)
  • Purchase

    Warrant (Right to Buy)

    2011-02-01$2.80/sh+3,771$10,559→ 135,084 total(indirect: By Trust)
    Exercise: $2.80From: 2011-08-01Exp: 2014-08-01→ Common Stock (33,771 underlying)
  • Purchase

    Warrant (Right to Buy)

    2011-02-01$2.73/sh+33,771$92,195→ 101,313 total(indirect: By Trust)
    Exercise: $2.73From: 2011-08-01Exp: 2014-08-01→ Common Stock (33,771 underlying)
Holdings

  • Stock Option (Right to Buy)

    → Common Stock
    301,667

  • Common Stock

    (indirect: By IRA)
    14,932

  • Common Stock

    480,135

  • Restricted Stock Awards

    → Common Stock
    250,000
Footnotes (1)
  • [F1]Not applicable - report of holdings only.

Documents

1 file
  • 4
    rrd299654.xmlPrimary

    2/1/11 FINANCING