4//SEC Filing
ANDERSON ROBERT HOWARD 4
Accession 0001181431-11-012615
CIK 0001108185other
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 8:34 PM ET
Size
24.4 KB
Accession
0001181431-11-012615
Insider Transaction Report
Form 4
ANDERSON ROBERT HOWARD
DirectorChief Executive Officer
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−81,480→ 0 totalExercise: $3.60Exp: 2012-02-14→ Common Stock (81,480 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−40,000→ 0 totalExercise: $17.00Exp: 2016-06-09→ Common Stock (40,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−75,000→ 0 totalExercise: $3.44Exp: 2017-11-29→ Common Stock (75,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−50,000→ 0 totalExercise: $3.76Exp: 2019-09-15→ Common Stock (50,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−1,875→ 0 totalExercise: $5.00Exp: 2013-11-18→ Common Stock (1,875 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−60,000→ 0 totalExercise: $2.64Exp: 2019-06-10→ Common Stock (60,000 underlying) - Disposition to Issuer
Common Stock
2011-02-22−60,496→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−78,750→ 0 totalExercise: $4.20Exp: 2013-07-10→ Common Stock (78,750 underlying) - Disposition to Issuer
Restricted Stock Units
2011-02-22−20,002→ 0 total→ Common Stock (10,000 underlying)
Footnotes (12)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement") dated as of September 16, 2010 by and among Calix, Inc., Ocean Sub I, Inc., Ocean Sub II, LLC and Occam Networks, Inc. in exchange for a cash payment of $231,924 and 17,695 shares of common stock of Calix ($3.8337 in cash and 0.2925 shares of common stock of Calix for each share of common stock of Occam).
- [F10]Pursuant to the Merger Agreement, this unvested RSU, which provided for vesting with respect to 20,002 shares of Occam common stock, was assumed and exchanged for an RSU covering 9,742 shares of Calix common stock.
- [F11]Not applicable.
- [F12]Pursuant to the Merger Agreement, as of the effective time of the merger, all of the options for this grant had been fully vested, and were assumed and exchanged for an option to purchase 19,484 shares of Calix common stock at an exercise price per share of $34.91.
- [F2]Includes 2,288 shares of common stock acquired under the Employee Stock Purchase Plan on January 18, 2011.
- [F3]Pursuant to the Merger Agreement, as of the effective time of the merger, all of the options for this grant had been fully vested, and were cancelled in exchange for a cash payment of $424,990 (equivalent to $9.5967 less the exercise price, per share).
- [F4]Pursuant to the Merger Agreement, as of the effective time of the merger, all of the options for this grant had been fully vested, and were cancelled in exchange for a cash payment of $8,619 (equivalent to $9.5967 less the exercise price, per share).
- [F5]Pursuant to the Merger Agreement, the unvested portion of this option, which provided for vesting of 15,625 shares of Occam common stock, was assumed and exchanged for an option to purchase 7,610 shares of Calix common stock at an exercise price per share of $7.07. Pursuant to the Merger Agreement, the vested portion of this option was cancelled in exchange for a cash payment of $365,554 (equivalent to $9.5967 less the exercise price, per share).
- [F6]Pursuant to the Merger Agreement, the unvested portion of this option, which provided for vesting of 35,000 shares, was assumed and exchanged for an option to purchase 17,048 shares of Calix common stock at an exercise price per share of $5.42. Pursuant to the Merger Agreement, the vested portion of this option was cancelled in exchange for a cash payment of $173,918 (equivalent to $9.5967 less the exercise price, per share).
- [F7]Pursuant to the Merger Agreement, as of the effective time of the merger, all of the options for this grant had been fully vested, and were cancelled in exchange for a cash payment of $291,835 (equivalent to $9.5967 less the exercise price, per share).
- [F8]Pursuant to the Merger Agreement, as of the effective time of the merger, all of the options for this grant had been fully vested, and were cancelled in exchange for a cash payment of $488,611 (equivalent to $9.5967 less the exercise price, per share).
- [F9]Each restricted stock unit (RSU) represented a contingent right to receive one share of Occam common stock.
Documents
Issuer
OCCAM NETWORKS INC/DE
CIK 0001108185
Entity typeother
Related Parties
1- filerCIK 0001209572
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 8:34 PM ET
- Size
- 24.4 KB