Insider · CIK 0001209572

ANDERSON ROBERT HOWARD

Reports to the SEC for 2 companies · SANTA BARBARA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001209572

Forms 4 and 5

Insider transactions

38 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-02-17	LQMTLIQUIDMETAL TECHNOLOGIES INC · Stock OptionA Award	Director	AAward	+400K sh	$0.07	+$28K	400,000
2015-01-27	LQMTLIQUIDMETAL TECHNOLOGIES INC · Stock OptionA Award	Director	AAward	+400K sh	$0.14	+$56K	400,000
2013-02-06	LQMTLIQUIDMETAL TECHNOLOGIES INC · Option to BuyA Award	Director	AAward	+270K sh	—	—	270,000
2011-02-22	OCCAM NETWORKS INC/DERestricted Stock UnitsD Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−20K sh	—	—	0
2011-02-22	OCCAM NETWORKS INC/DEStock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−50K sh	—	—	0
2011-02-22	OCCAM NETWORKS INC/DEStock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−81.5K sh	—	—	0
2011-02-22	OCCAM NETWORKS INC/DEStock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−40K sh	—	—	0
2011-02-22	OCCAM NETWORKS INC/DED Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−60.5K sh	—	—	0
2011-02-22	OCCAM NETWORKS INC/DEStock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−78.8K sh	—	—	0
2011-02-22	OCCAM NETWORKS INC/DEStock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−1,875 sh	—	—	0
2011-02-22	OCCAM NETWORKS INC/DEStock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−75K sh	—	—	0
2011-02-22	OCCAM NETWORKS INC/DEStock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−60K sh	—	—	0
2010-11-29	OCCAM NETWORKS INC/DEM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+14.3K sh	—	—	63,466
2010-11-29	OCCAM NETWORKS INC/DEF Tax Payment	Director, President & CEO	FTax Payment	−5,258 sh	$7.43	−$39.1K	58,208
2010-11-29	OCCAM NETWORKS INC/DERestricted Stock UnitsM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−14.3K sh	—	—	0
2010-06-10	OCCAM NETWORKS INC/DEM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+4,999 sh	—	—	48,268
2010-06-10	OCCAM NETWORKS INC/DERestricted Stock UnitsM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−4,999 sh	—	—	20,002
2010-06-10	OCCAM NETWORKS INC/DEF Tax Payment	Director, President & CEO	FTax Payment	−1,834 sh	$6.56	−$12K	—
2010-06-10	OCCAM NETWORKS INC/DEM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+4,999 sh	—	—	—
2010-06-10	OCCAM NETWORKS INC/DEF Tax Payment	Director, President & CEO	FTax Payment	−1,834 sh	$6.56	−$12K	46,434
2010-02-15	OCCAM NETWORKS INC/DEEmployee Stock Option (Right To Buy)A Award	Director, President & CEO	AAward	+50K sh	—	—	0
2010-02-15	OCCAM NETWORKS INC/DEM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+5,602 sh	—	—	43,269
2010-02-15	OCCAM NETWORKS INC/DEF Tax Payment	Director, President & CEO	FTax Payment	−4,398 sh	$5.59	−$24.6K	43,269
2009-12-10	OCCAM NETWORKS INC/DERestricted Stock UnitsM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−4,999 sh	—	—	25,001
2009-12-10	OCCAM NETWORKS INC/DERestricted Stock UnitsM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−10K sh	—	—	0
2009-12-10	OCCAM NETWORKS INC/DEM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+3,165 sh	—	—	37,667
2009-12-10	OCCAM NETWORKS INC/DEF Tax Payment	Director, President & CEO	FTax Payment	−1,834 sh	$4.33	−$7,941.22	37,667
2009-11-30	OCCAM NETWORKS INC/DEM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+9,076 sh	—	—	27,418
2009-11-30	OCCAM NETWORKS INC/DERestricted Stock UnitsM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−14.3K sh	—	—	14,334
2009-11-30	OCCAM NETWORKS INC/DEF Tax Payment	Director, President & CEO	FTax Payment	−5,258 sh	$4.07	−$21.4K	34,502
2009-08-25	OCCAM NETWORKS INC/DERestricted Stock UnitsA Award	Director, President & CEO	AAward	+10K sh	—	—	10,000
2008-11-29	OCCAM NETWORKS INC/DEM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+7,166 sh	—	—	18,342
2008-11-29	OCCAM NETWORKS INC/DERestricted Stock UnitsM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−7,166 sh	—	—	28,668
2008-05-29	OCCAM NETWORKS INC/DEF Tax Payment	Director, President & CEO	FTax Payment	−2,562 sh	$4.21	−$10.8K	5,906
2008-05-29	OCCAM NETWORKS INC/DEA Award	Director, President & CEO	AAward	+4,604 sh	—	—	5,906
2007-11-29	OCCAM NETWORKS INC/DERestricted Stock UnitsA Award	Director, President & CEO	AAward	+43K sh	—	—	43,000
2007-11-29	OCCAM NETWORKS INC/DEEmployee Stock Option (right to buy)A Award	Director, President & CEO	AAward	+75K sh	—	—	75,000
2003-11-18	OCCAM NETWORKS INC/DEOption to Purchase Common StockA Award	Director, President & CEO	AAward	+1 sh	—	—	6,484,199

Recent filings

Accepted (ET)
Feb 224
LIQUIDMETAL TECHNOLOGIES INC0001140361-16-054382
SEC(opens sec.gov)
Feb 264
ANDERSON ROBERT HOWARD0001140361-13-009334
SEC(opens sec.gov)
Feb 234
ANDERSON ROBERT HOWARD0001181431-11-012615
SEC(opens sec.gov)
Nov 304
ANDERSON ROBERT HOWARD0001104659-10-060538
SEC(opens sec.gov)
Sep 144/A
ANDERSON ROBERT HOWARD0001104659-10-048557
SEC(opens sec.gov)
Jun 144
ANDERSON ROBERT HOWARD0001104659-10-033741
SEC(opens sec.gov)

Companies

Address

6868 CORTONA DRIVE

SANTA BARBARA, CA, 93117