4//SEC Filing
GRAUNKE TERENCE M 4
Accession 0001181431-11-014522
CIK 0001057379other
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 4:01 PM ET
Size
10.0 KB
Accession
0001181431-11-014522
Insider Transaction Report
Form 4
GRAUNKE TERENCE M
Director10% Owner
Transactions
- Award
Common Stock
2011-02-18+16,667→ 16,667 total(indirect: Held by LCM (as defined))
Holdings
- 10,638(indirect: Held by LCM (as defined))
Common Stock
- 4,937,000(indirect: Held by Consulting (as defined))
Common Stock
Footnotes (9)
- [F1]Lake Capital Management LLC ("LCM") received 16,667 restricted stock units in connection with Terence M. Graunke's ("Graunke") services as a director to the Issuer. Lake Creek, LLC ("Lake Creek") and TG Holding Corp. ("TG Holding") are members of LCM, which is member managed. Graunke is the sole member of Lake Creek and the sole shareholder of TG Holding. As such, Graunke may be deemed to be a beneficial owner of the shares reported in Table I.
- [F2]Upon vesting of the restricted stock units, LCM will receive shares of common stock on a one-for-one basis.
- [F3]The restricted stock units vest in three equal annual installments beginning on February 18, 2012.
- [F4]The restricted stock units have no expiration date.
- [F5]LCM is the direct beneficial owner of the restricted stock units reported in Table I. Lake Creek and TG Holding are members of LCM, which is member managed. Graunke is the sole member of Lake Creek and the sole shareholder of TG Holding. As such, Graunke may be deemed to be a beneficial owner of the shares reported in Table I.
- [F6]These restricted stock units were issued March 12, 2010 and vest in three equal annual installments beginning on March 12, 2011. Upon vesting of the restricted stock units, LCM will receive shares of common stock on a one-for-one basis.
- [F7]Archstone Consulting LLC ("Consulting") is the direct beneficial owner of the shares reported in Table I. Graunke is a member of the committee of Lake Capital Investment Partners LP ("Lake Investment") which makes investment related decisions with respect to Lake Capital Partners LP ("Lake Capital"). Lake Capital holds the majority of voting units of Archstone Holdings LLC ("Archstone Holdings"), which in turn holds the majority of voting units in Archstone Intermediate Holdings LLC ("Intermediate Holdings"). Intermediate Holdings holds the majority of voting units of Consulting. As such, Graunke may be deemed to be a beneficial owner of the shares reported in Table I.
- [F8]133,110 of the shares reported in Table I were originally issued to Archstone Consulting UK Limited ("UK"), an indirect subsidiary of Consulting and 532,440 of the shares reported in Table I were originally issued to Archstone Consulting Netherlands BV ("Netherlands"), an indirect subsidiary of Consulting. On September 8, 2010 all such shares were transferred from UK and Netherlands, respectively, to Consulting.
- [F9]The Reporting Person expressly disclaims beneficial ownership of the shares reported in Table I, except to the extent of his pecuniary interest therein. The filing of this form shall not be deemed an admission that the Reporting Person is, for Section 16 purposes or otherwise, the beneficial owner of the shares.
Documents
Issuer
HACKETT GROUP, INC.
CIK 0001057379
Entity typeother
Related Parties
1- filerCIK 0001072744
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 4:01 PM ET
- Size
- 10.0 KB