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SANDERS MORRIS HARRIS GROUP INC·4/A

Apr 4, 5:57 PM ET

MCMAKEN BRUCE R 4/A

4/A · SANDERS MORRIS HARRIS GROUP INC · Filed Apr 4, 2011

Insider Transaction Report

Form 4/AAmended
Period: 2011-02-26
SANDERS MORRIS HARRIS GROUP INCSMHG
MCMAKEN BRUCE R
Executive Vice President
Transactions
  • Tax Payment

    Common Stock

    2011-03-14$6.80/sh−2,191$14,899→ 145,574 total
  • Tax Payment

    Common Stock

    2011-02-28$7.03/sh−525$3,691→ 147,765 total
  • Award

    Common Stock

    2011-03-07$6.98/sh+7,593$52,999→ 153,167 total
  • Tax Payment

    Common Stock

    2011-02-26$7.03/sh−1,142$8,028→ 148,290 total
  • Award

    Restricted Stock Units

    2011-03-07+30,372→ 30,372 total
    → Common Stock (30,372 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2011-03-07−7,593→ 22,779 total
    From: 2011-03-07→ Common Stock (22,779 underlying)
Footnotes (4)
  • [F1]Represents vested portion of award of restricted stock units, which vests 25% on date of grant.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock
  • [F3]Restricted stock units vest 25% on the date of grant, 50% on March 7, 2012, 75% on March 7, 2013, and 100% on March 7, 2014.
  • [F4]The restricted stock units were issued pursuant to the Issuer's 2010 Executive and Key Manager Restricted Stock Unit Sub-Plan.

Documents

1 file
  • 4
    rrd307598.xml