4/A//SEC Filing
BERRY RICK 4/A
Accession 0001181431-11-022031
CIK 0001071341other
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 5:58 PM ET
Size
16.2 KB
Accession
0001181431-11-022031
Insider Transaction Report
Form 4/AAmended
BERRY RICK
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2011-02-26$7.03/sh−870$6,116→ 52,554 total - Tax Payment
Common Stock
2011-02-26$7.03/sh−779$5,476→ 51,775 total - Tax Payment
Common Stock
2011-02-28$7.03/sh−1,378$9,687→ 50,397 total - Tax Payment
Common Stock
2011-03-01$6.89/sh−66$455→ 50,331 total - Award
Common Stock
2011-03-07$6.98/sh+7,593$52,999→ 57,924 total - Award
Restricted Stock Units
2011-03-07+30,372→ 30,372 total→ Common Stock (30,372 underlying) - Tax Payment
Common Stock
2011-03-21$6.98/sh−2,621$18,295→ 52,682 total - Exercise/Conversion
Restricted Stock Units
2011-03-07−7,593→ 22,779 totalFrom: 2011-03-07→ Common Stock (7,593 underlying)
Footnotes (4)
- [F1]Represents vested portion of award of restricted stock units, which vests 25% on the date of grant.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F3]Restricted stock units vest 25% on the date of grant, 50% on March 7, 2012, 75% on March 7, 2013, and 100% on March 7, 2014.
- [F4]The restricted stock units were issued pursuant to the Issuer's 2010 Executive and Key Manager Restricted Stock Unit Sub-Plan.
Documents
Issuer
SANDERS MORRIS HARRIS GROUP INC
CIK 0001071341
Entity typeother
Related Parties
1- filerCIK 0001063971
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 3, 8:00 PM ET
- Accepted
- Apr 4, 5:58 PM ET
- Size
- 16.2 KB