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SANDERS MORRIS HARRIS GROUP INC·4/A

Apr 4, 5:58 PM ET

Edelman Fredric M 4/A

4/A · SANDERS MORRIS HARRIS GROUP INC · Filed Apr 4, 2011

Insider Transaction Report

Form 4/AAmended
Period: 2011-03-07
SANDERS MORRIS HARRIS GROUP INCSMHG
Edelman Fredric M
DirectorPresident10% Owner
Transactions
  • Award

    Restricted Stock Units

    2011-03-07−139,685→ 139,685 total
    → Common Stock (139,685 underlying)
  • Award

    Common Stock

    2011-03-07$5.18/sh+34,922$180,896→ 200,271 total
  • Exercise/Conversion

    Restricted Stock Units

    2011-03-07−34,922→ 104,763 total
    From: 2011-03-07→ Common Stock (34,922 underlying)
Holdings

  • Common Stock

    (indirect: By Edelman Financial Center, Inc.)
    3,153,288
Footnotes (4)
  • [F1]Award of restricted stock unit, vests 25% on the date of grant.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
  • [F3]Restricted stock units vest 25% on the date of grant, 50% on March 7, 2012, 75% on March 7, 2013, and 100% on March 7, 2014.
  • [F4]The restricted stock units were issued pursuant to the Issuer's 2010 Executive and Key Manager Restricted Stock Unit Sub-Plan.

Documents

1 file
  • 4
    rrd307613.xml