4//SEC Filing
HUDSON HOLDING CORP 4
Accession 0001181431-11-023626
CIK 0000804157operating
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 2:46 PM ET
Size
5.8 KB
Accession
0001181431-11-023626
Insider Transaction Report
Form 4
SANFILIPPO ANTHONY M
DirectorCHIEF EXECUTIVE OFFICER
Transactions
- Disposition to Issuer
Common Stock
2011-04-08−4,605,000→ 0 total
Footnotes (2)
- [F1]The reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person was or is, for the purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of Hudson Holding Corporation (the "Issuer") or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
- [F2]Pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated as of January 4, 2011, by and among Rodman & Renshaw Capital Group, Inc. ("Rodman"), HHC Acquisition, Inc. and the Issuer, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 0.0332 shares of Rodman common stock, which, at the effective time of the merger, had a market value of $2.06 per share.
Documents
Issuer
HUDSON HOLDING CORP
CIK 0000804157
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000804157
Filing Metadata
- Form type
- 4
- Filed
- Apr 11, 8:00 PM ET
- Accepted
- Apr 12, 2:46 PM ET
- Size
- 5.8 KB