Insider · CIK 0001235140

SANFILIPPO ANTHONY M

Reports to the SEC for 3 companies · JERSEY CITY, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001235140

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-04-08	DIRECT MARKETS HOLDINGS CORP.A Award	President	AAward	+483K sh	—	—	482,500
2011-04-08	HUDSON HOLDING CORPD Disposition to Issuer	Director, Chief Executive Officer, 10% Owner	DDisposition to Issuer	−4.61M sh	—	—	0
2009-11-12	HUDSON HOLDING CORPP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+2M sh	$0.25	+$500K	4,605,000
2003-12-31	KNIGHT CAPITAL GROUP LLCG Gift	Director	GGift	−500 sh	—	—	626,400
2003-10-28	KNIGHT CAPITAL GROUP LLCM Exercise/Conversion	Director	MExercise/Conversion	+50K sh	$4.22	+$211K	676,900
2003-10-28	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−25K sh	$13.65	−$341K	651,900
2003-10-28	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−25K sh	$13.80	−$345K	626,900
2003-10-28	KNIGHT CAPITAL GROUP LLCM Exercise/Conversion	Director	MExercise/Conversion	+7,767 sh	$9.98	+$77.5K	634,667
2003-10-28	KNIGHT CAPITAL GROUP LLCM Exercise/Conversion	Director	MExercise/Conversion	+18.9K sh	$10.01	+$189K	653,544
2003-10-28	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−26.6K sh	$13.94	−$371K	626,900
2003-10-28	KNIGHT CAPITAL GROUP LLCStock Option (Right to Buy) (Previously Reported)M Exercise/Conversion	Director	MExercise/Conversion	−50K sh	$4.22	−$211K	376,644
2003-10-28	KNIGHT CAPITAL GROUP LLCStock Option (Right to Buy) (Previously Reported)M Exercise/Conversion	Director	MExercise/Conversion	−7,767 sh	$9.98	−$77.5K	368,877
2003-10-28	KNIGHT CAPITAL GROUP LLCStock Option (Right to Buy) (Previously Reported)M Exercise/Conversion	Director	MExercise/Conversion	−18.9K sh	$10.01	−$189K	350,000
2003-10-27	KNIGHT CAPITAL GROUP LLCM Exercise/Conversion	Director	MExercise/Conversion	+75K sh	$4.22	+$317K	701,900
2003-10-27	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−25K sh	$13.20	−$330K	676,900
2003-10-27	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−25K sh	$13.35	−$334K	651,900
2003-10-27	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−25K sh	$13.50	−$338K	626,900
2003-10-27	KNIGHT CAPITAL GROUP LLCStock Option (Right to Buy) (Previously Reported)M Exercise/Conversion	Director	MExercise/Conversion	−75K sh	$4.22	−$317K	426,644
2003-10-24	KNIGHT CAPITAL GROUP LLCM Exercise/Conversion	Director	MExercise/Conversion	+25K sh	$4.22	+$106K	651,900
2003-10-24	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−25K sh	$13.05	−$326K	626,900
2003-10-24	KNIGHT CAPITAL GROUP LLCStock Option (Right to Buy) (Previously Reported)M Exercise/Conversion	Director	MExercise/Conversion	−25K sh	$4.22	−$106K	501,644
2003-10-23	KNIGHT CAPITAL GROUP LLCM Exercise/Conversion	Director	MExercise/Conversion	+25K sh	$4.22	+$106K	651,900
2003-10-23	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−25K sh	$12.90	−$323K	626,900
2003-10-23	KNIGHT CAPITAL GROUP LLCStock Option (Right to Buy) (Previously Reported)M Exercise/Conversion	Director	MExercise/Conversion	−25K sh	$4.22	−$106K	526,644
2003-09-12	KNIGHT CAPITAL GROUP LLCM Exercise/Conversion	Director	MExercise/Conversion	+50K sh	$4.22	+$211K	676,900
2003-09-12	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−25K sh	$10.09	−$252K	651,900
2003-09-12	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−25K sh	$10.24	−$256K	626,900
2003-09-12	KNIGHT CAPITAL GROUP LLCStock Option (Right to Buy) (Previously Reported)M Exercise/Conversion	Director	MExercise/Conversion	−50K sh	$4.22	−$211K	551,644
2003-09-09	KNIGHT CAPITAL GROUP LLCM Exercise/Conversion	Director	MExercise/Conversion	+25K sh	$4.22	+$106K	651,900
2003-09-09	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−25K sh	$10.03	−$251K	626,900
2003-09-09	KNIGHT CAPITAL GROUP LLCStock Option (Right to Buy) (Previously Reported)M Exercise/Conversion	Director	MExercise/Conversion	−25K sh	$4.22	−$106K	601,644
2003-09-03	KNIGHT CAPITAL GROUP LLCM Exercise/Conversion	Director	MExercise/Conversion	+28.6K sh	$6.92	+$198K	655,509
2003-09-03	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−10K sh	$9.96	−$99.6K	645,509
2003-09-03	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−10K sh	$9.99	−$99.9K	635,509
2003-09-03	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−8,609 sh	$10.07	−$86.7K	626,900
2003-09-03	KNIGHT CAPITAL GROUP LLCStock Option (Right to Buy) (Previously Reported)M Exercise/Conversion	Director	MExercise/Conversion	−28.6K sh	$6.92	−$198K	626,644
2003-09-02	KNIGHT CAPITAL GROUP LLCM Exercise/Conversion	Director	MExercise/Conversion	+90K sh	$6.92	+$623K	716,900
2003-09-02	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−10K sh	$9.86	−$98.6K	706,000
2003-09-02	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−10K sh	$9.79	−$97.9K	696,900
2003-09-02	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−10K sh	$9.74	−$97.4K	686,900
2003-09-02	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−10K sh	$9.69	−$96.9K	676,900
2003-09-02	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−10K sh	$9.64	−$96.4K	666,900
2003-09-02	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−10K sh	$9.59	−$95.9K	656,900
2003-09-02	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−10K sh	$9.54	−$95.4K	646,900
2003-09-02	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−10K sh	$9.48	−$94.8K	636,900
2003-09-02	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−10K sh	$9.44	−$94.4K	626,900
2003-09-02	KNIGHT CAPITAL GROUP LLCStock Option (Right to Buy) (Previously Reported)M Exercise/Conversion	Director	MExercise/Conversion	−90K sh	$6.92	−$623K	655,253
2003-08-29	KNIGHT CAPITAL GROUP LLCM Exercise/Conversion	Director	MExercise/Conversion	+23.5K sh	$4.22	+$99.2K	650,400
2003-08-29	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−13.5K sh	$9.38	−$127K	636,900
2003-08-29	KNIGHT CAPITAL GROUP LLCS Sale	Director	SSale	−10K sh	$9.22	−$92.2K	626,900

Recent filings

Accepted (ET)
Apr 124
RODMAN & RENSHAW CAPITAL GROUP, INC.0001140361-11-021749
SEC(opens sec.gov)
Apr 124
HUDSON HOLDING CORP0001181431-11-023626
SEC(opens sec.gov)
Nov 174
HUDSON HOLDING CORP0001181431-09-052021
SEC(opens sec.gov)
Jan 24
SANFILIPPO ANTHONY M0001181431-04-000140
SEC(opens sec.gov)
Oct 304
SANFILIPPO ANTHONY M0001181431-03-028122
SEC(opens sec.gov)
Oct 284
SANFILIPPO ANTHONY M0001181431-03-027792
SEC(opens sec.gov)

Companies

Address

111 TOWN SQUARE PLACE

JERSEY CITY, NJ, 07310