KOONTZ PAUL G 4

Accession 0001181431-11-025954

CIK 0001084817other

View on SEC.gov Company Profile

Filed

Apr 27, 8:00 PM ET

Accepted

Apr 28, 5:27 PM ET

Size

57.4 KB

Accession

0001181431-11-025954

Insider Transaction Report

Form 4

Period: 2011-04-27

RESPONSYS INCMKTG

ELMORE WILLIAM B

10% Owner

Transactions

Conversion
Common Stock
2011-04-27+905,028→ 928,217 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+24,133→ 24,751 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+51,962→ 76,713 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+859,308→ 859,308 total(indirect: By Foundation)
Conversion
Series B Convertible Preferred Stock
2011-04-27−22,978→ 0 total(indirect: By LLC)
→ Common Stock (22,978 underlying)
Conversion
Series B Convertible Preferred Stock
2011-04-27−11,489→ 0 total(indirect: By LLC)
→ Common Stock (11,489 underlying)
Conversion
Series E Convertible Preferred Stock
2011-04-27−1,948,639→ 0 total(indirect: By Foundation)
→ Common Stock (1,948,639 underlying)
Conversion
Series E Convertible Preferred Stock
2011-04-27−373,124→ 0 total(indirect: By LLC)
→ Common Stock (373,124 underlying)
Conversion
Series A Convertible Preferred Stock
2011-04-27−859,308→ 0 total(indirect: By Foundation)
→ Common Stock (859,308 underlying)
Conversion
Series B Convertible Preferred Stock
2011-04-27−195,319→ 0 total(indirect: By Foundation)
→ Common Stock (195,319 underlying)
Conversion
Series C Convertible Preferred Stock
2011-04-27−24,133→ 0 total(indirect: By LLC)
→ Common Stock (24,133 underlying)
Conversion
Common Stock
2011-04-27+1,948,639→ 2,876,856 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+101,095→ 101,095 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+373,124→ 497,197 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+50,547→ 50,547 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+186,563→ 248,599 total(indirect: By LLC)
Conversion
Series E Convertible Preferred Stock
2011-04-27−3,171,565→ 0 total(indirect: By Foundation)
→ Common Stock (3,171,565 underlying)
Conversion
Series E Convertible Preferred Stock
2011-04-27−186,563→ 0 total(indirect: By LLC)
→ Common Stock (186,563 underlying)
Conversion
Series E Convertible Preferred Stock
2011-04-27−51,962→ 0 total(indirect: By LLC)
→ Common Stock (51,962 underlying)
Conversion
Common Stock
2011-04-27+195,319→ 1,054,627 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+3,171,565→ 4,226,192 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+22,978→ 124,073 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+11,489→ 62,036 total(indirect: By LLC)
Conversion
Series A Convertible Preferred Stock
2011-04-27−101,095→ 0 total(indirect: By LLC)
→ Common Stock (101,095 underlying)
Conversion
Series A Convertible Preferred Stock
2011-04-27−50,547→ 0 total(indirect: By LLC)
→ Common Stock (50,547 underlying)
Conversion
Series C Convertible Preferred Stock
2011-04-27−905,028→ 0 total(indirect: By Foundation)
→ Common Stock (905,028 underlying)

ANDERSON JAMES C

10% Owner

Transactions

Conversion
Common Stock
2011-04-27+1,948,639→ 2,876,856 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+50,547→ 50,547 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+905,028→ 928,217 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+51,962→ 76,713 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+11,489→ 62,036 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+859,308→ 859,308 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+101,095→ 101,095 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+186,563→ 248,599 total(indirect: By LLC)
Conversion
Series E Convertible Preferred Stock
2011-04-27−186,563→ 0 total(indirect: By LLC)
→ Common Stock (186,563 underlying)
Conversion
Series E Convertible Preferred Stock
2011-04-27−51,962→ 0 total(indirect: By LLC)
→ Common Stock (51,962 underlying)
Conversion
Common Stock
2011-04-27+195,319→ 1,054,627 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+373,124→ 497,197 total(indirect: By LLC)
Conversion
Series A Convertible Preferred Stock
2011-04-27−859,308→ 0 total(indirect: By Foundation)
→ Common Stock (859,308 underlying)
Conversion
Common Stock
2011-04-27+24,133→ 24,751 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+3,171,565→ 4,226,192 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+22,978→ 124,073 total(indirect: By LLC)
Conversion
Series A Convertible Preferred Stock
2011-04-27−50,547→ 0 total(indirect: By LLC)
→ Common Stock (50,547 underlying)
Conversion
Series B Convertible Preferred Stock
2011-04-27−11,489→ 0 total(indirect: By LLC)
→ Common Stock (11,489 underlying)
Conversion
Series E Convertible Preferred Stock
2011-04-27−3,171,565→ 0 total(indirect: By Foundation)
→ Common Stock (3,171,565 underlying)
Conversion
Series E Convertible Preferred Stock
2011-04-27−1,948,639→ 0 total(indirect: By Foundation)
→ Common Stock (1,948,639 underlying)
Conversion
Series A Convertible Preferred Stock
2011-04-27−101,095→ 0 total(indirect: By LLC)
→ Common Stock (101,095 underlying)
Conversion
Series B Convertible Preferred Stock
2011-04-27−195,319→ 0 total(indirect: By Foundation)
→ Common Stock (195,319 underlying)
Conversion
Series B Convertible Preferred Stock
2011-04-27−22,978→ 0 total(indirect: By LLC)
→ Common Stock (22,978 underlying)
Conversion
Series C Convertible Preferred Stock
2011-04-27−905,028→ 0 total(indirect: By Foundation)
→ Common Stock (905,028 underlying)
Conversion
Series C Convertible Preferred Stock
2011-04-27−24,133→ 0 total(indirect: By LLC)
→ Common Stock (24,133 underlying)
Conversion
Series E Convertible Preferred Stock
2011-04-27−373,124→ 0 total(indirect: By LLC)
→ Common Stock (373,124 underlying)

GOULD KATHRYN C

10% Owner

Transactions

Conversion
Series A Convertible Preferred Stock
2011-04-27−50,547→ 0 total(indirect: By LLC)
→ Common Stock (50,547 underlying)
Conversion
Common Stock
2011-04-27+859,308→ 859,308 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+22,978→ 124,073 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+24,133→ 24,751 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+186,563→ 248,599 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+101,095→ 101,095 total(indirect: By LLC)
Conversion
Series E Convertible Preferred Stock
2011-04-27−373,124→ 0 total(indirect: By LLC)
→ Common Stock (373,124 underlying)
Conversion
Series C Convertible Preferred Stock
2011-04-27−24,133→ 0 total(indirect: By LLC)
→ Common Stock (24,133 underlying)
Conversion
Common Stock
2011-04-27+373,124→ 497,197 total(indirect: By LLC)
Conversion
Series A Convertible Preferred Stock
2011-04-27−101,095→ 0 total(indirect: By LLC)
→ Common Stock (101,095 underlying)
Conversion
Series B Convertible Preferred Stock
2011-04-27−22,978→ 0 total(indirect: By LLC)
→ Common Stock (22,978 underlying)
Conversion
Series E Convertible Preferred Stock
2011-04-27−3,171,565→ 0 total(indirect: By Foundation)
→ Common Stock (3,171,565 underlying)
Conversion
Series B Convertible Preferred Stock
2011-04-27−195,319→ 0 total(indirect: By Foundation)
→ Common Stock (195,319 underlying)
Conversion
Series B Convertible Preferred Stock
2011-04-27−11,489→ 0 total(indirect: By LLC)
→ Common Stock (11,489 underlying)
Conversion
Series C Convertible Preferred Stock
2011-04-27−905,028→ 0 total(indirect: By Foundation)
→ Common Stock (905,028 underlying)
Conversion
Series E Convertible Preferred Stock
2011-04-27−186,563→ 0 total(indirect: By LLC)
→ Common Stock (186,563 underlying)
Conversion
Series E Convertible Preferred Stock
2011-04-27−51,962→ 0 total(indirect: By LLC)
→ Common Stock (51,962 underlying)
Conversion
Common Stock
2011-04-27+905,028→ 928,217 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+1,948,639→ 2,876,856 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+51,962→ 76,713 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+3,171,565→ 4,226,192 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+50,547→ 50,547 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+195,319→ 1,054,627 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+11,489→ 62,036 total(indirect: By LLC)
Conversion
Series E Convertible Preferred Stock
2011-04-27−1,948,639→ 0 total(indirect: By Foundation)
→ Common Stock (1,948,639 underlying)
Conversion
Series A Convertible Preferred Stock
2011-04-27−859,308→ 0 total(indirect: By Foundation)
→ Common Stock (859,308 underlying)

KOONTZ PAUL G

10% Owner

Transactions

Conversion
Series C Convertible Preferred Stock
2011-04-27−24,133→ 0 total(indirect: By LLC)
→ Common Stock (24,133 underlying)
Conversion
Series E Convertible Preferred Stock
2011-04-27−373,124→ 0 total(indirect: By LLC)
→ Common Stock (373,124 underlying)
Conversion
Common Stock
2011-04-27+24,133→ 24,751 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+11,489→ 62,036 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+186,563→ 248,599 total(indirect: By LLC)
Conversion
Series A Convertible Preferred Stock
2011-04-27−859,308→ 0 total(indirect: By Foundation)
→ Common Stock (859,308 underlying)
Conversion
Series A Convertible Preferred Stock
2011-04-27−50,547→ 0 total(indirect: By LLC)
→ Common Stock (50,547 underlying)
Conversion
Series B Convertible Preferred Stock
2011-04-27−195,319→ 0 total(indirect: By Foundation)
→ Common Stock (195,319 underlying)
Conversion
Series B Convertible Preferred Stock
2011-04-27−22,978→ 0 total(indirect: By LLC)
→ Common Stock (22,978 underlying)
Conversion
Series E Convertible Preferred Stock
2011-04-27−186,563→ 0 total(indirect: By LLC)
→ Common Stock (186,563 underlying)
Conversion
Series E Convertible Preferred Stock
2011-04-27−51,962→ 0 total(indirect: By LLC)
→ Common Stock (51,962 underlying)
Conversion
Common Stock
2011-04-27+905,028→ 928,217 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+51,962→ 76,713 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+50,547→ 50,547 total(indirect: By LLC)
Conversion
Series E Convertible Preferred Stock
2011-04-27−1,948,639→ 0 total(indirect: By Foundation)
→ Common Stock (1,948,639 underlying)
Conversion
Common Stock
2011-04-27+1,948,639→ 2,876,856 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+859,308→ 859,308 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+3,171,565→ 4,226,192 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+101,095→ 101,095 total(indirect: By LLC)
Conversion
Common Stock
2011-04-27+373,124→ 497,197 total(indirect: By LLC)
Conversion
Series A Convertible Preferred Stock
2011-04-27−101,095→ 0 total(indirect: By LLC)
→ Common Stock (101,095 underlying)
Conversion
Series B Convertible Preferred Stock
2011-04-27−11,489→ 0 total(indirect: By LLC)
→ Common Stock (11,489 underlying)
Conversion
Series C Convertible Preferred Stock
2011-04-27−905,028→ 0 total(indirect: By Foundation)
→ Common Stock (905,028 underlying)
Conversion
Series E Convertible Preferred Stock
2011-04-27−3,171,565→ 0 total(indirect: By Foundation)
→ Common Stock (3,171,565 underlying)
Conversion
Common Stock
2011-04-27+195,319→ 1,054,627 total(indirect: By Foundation)
Conversion
Common Stock
2011-04-27+22,978→ 124,073 total(indirect: By LLC)

Footnotes (3)

[F1]Each share of preferred stock converted into one share of common stock upon the completion of the Issuer's initial public offering and has no expiration date.
[F2]FC Leadership Management Co., LLC ("FCLM") serves as the sole Manager of Foundation Capital Leadership Fund, L.P. ("FCL") and Foundation Capital Leadership Principals Fund, LLC ("FCLP"). William Elmore, Kathryn Gould, Paul Koontz, and Mike Schuh are Managing Members of FCLM. FCLM exercises sole voting and investment power over the shares owned by FCL and FCLP. As Managing Members of FCLM, Ms. Gould and Mssrs. Elmore, Koontz and Schuh may be deemed to share voting and investment power over the shares owned by FCL and FCLP. Each of the Managing Members of FCLM disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.
[F3]Foundation Capital Management Co. II, LLC ("FC2M") serves as the sole Manager of Foundation Capital II, L.P. ("FC2"), Foundation Capital II Entrepreneurs Fund, LLC ("FC2E"), and Foundation Capital II Principals Fund, LLC ("FC2P"). James Anderson, William Elmore, Kathryn Gould, Paul Koontz and Mike Schuh are Managing Members of FC2M. FC2M exercises sole voting and investment power over the shares owned by FC2, FC2E, and FC2P. As Managing Members of FC2M, Ms. Gould and Mssrs. Anderson, Elmore, Koontz and Schuh may be deemed to share voting and investment power over the shares owned by FC2, FC2E, and FC2P. Each of the Managing Members of FC2M disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

Documents

1 file

4
rrd309588.xmlPrimary
WBE FORM 4 RESPONSYS

Issuer

RESPONSYS INC

CIK 0001084817

→

Entity typeother

Related Parties

filerCIK 0001205496

Filing Metadata

Form type: 4
Filed: Apr 27, 8:00 PM ET
Accepted: Apr 28, 5:27 PM ET
Size: 57.4 KB

View on SEC.gov