Insider · CIK 0001205496

KOONTZ PAUL G

Reports to the SEC for 11 companies · MENLO PARK, CA

sec.gov

Transactions

Companies

Filings

CIK

0001205496

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-05-16	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	—	—	9,977
2016-05-16	Financial Engines, LLCRestricted StockM Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	0
2016-05-15	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,223 sh	—	—	8,727
2016-05-15	Financial Engines, LLCRestricted StockM Exercise/Conversion	Director	MExercise/Conversion	−1,223 sh	—	—	3,671
2015-05-22	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	—	—	7,504
2015-05-22	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	2,500
2015-05-21	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,254 sh	—	—	6,254
2015-05-21	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,254 sh	—	—	3,764
2015-05-20	Financial Engines, LLCRestricted StockA Award	Director	AAward	+4,894 sh	—	—	4,894
2015-05-16	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	—	—	5,000
2015-05-16	Financial Engines, LLCRestricted StockA Award	Director	AAward	−1,250 sh	—	—	1,250
2013-10-11	ENVESTNET, INC.S Sale	Former Director	SSale	−310K sh	$29.25	−$9.06M	843,835
2013-10-11	ENVESTNET, INC.S Sale	Former Director	SSale	−74.5K sh	$29.25	−$2.18M	203,009
2013-05-24	Financial Engines, LLCS Sale	Director	SSale	−9,850 sh	$42.33	−$417K	6,000
2013-05-23	Financial Engines, LLCS Sale	Director	SSale	−10.2K sh	$42.74	−$434K	15,850
2013-05-23	Financial Engines, LLCS Sale	Director	SSale	−5,000 sh	$42.80	−$214K	6,638
2013-05-23	Financial Engines, LLCS Sale	Director	SSale	−5,000 sh	$42.91	−$215K	6,638
2013-05-22	Financial Engines, LLCRestricted Stock UnitA Award	Director	AAward	+5,000 sh	—	—	5,000
2013-05-16	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	—	—	1,250
2013-05-16	Financial Engines, LLCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	3,750
2013-05-14	Financial Engines, LLCS Sale	Director	SSale	−14K sh	$42.55	−$596K	26,000
2013-05-10	Financial Engines, LLCS Sale	Director	SSale	−18K sh	$40.00	−$720K	11,638
2013-05-10	Financial Engines, LLCS Sale	Director	SSale	−18K sh	$40.00	−$720K	11,638
2013-03-01	Financial Engines, LLCS Sale	Director	SSale	−34.2K sh	$32.61	−$1.12M	8,000
2013-02-28	ENVESTNET, INC.Director Stock Option (Right to Buy)A Award	Former Director	AAward	+8,116 sh	$15.34	+$124K	16,152
2013-02-27	Financial Engines, LLCS Sale	Director	SSale	−45K sh	$32.71	−$1.47M	40,000
2012-11-02	Financial Engines, LLCG Gift	Director	GGift	−85K sh	—	—	42,220
2012-11-02	Financial Engines, LLCG Gift	Director	GGift	+85K sh	—	—	85,000
2012-09-18	ENVESTNET, INC.S Sale	Former Director	SSale	−4,584 sh	$11.43	−$52.4K	1,153,687
2012-09-18	ENVESTNET, INC.S Sale	Former Director	SSale	−416 sh	$11.43	−$4,754.88	277,550
2012-09-17	ENVESTNET, INC.S Sale	Former Director	SSale	−9,168 sh	$11.22	−$103K	1,158,271
2012-09-17	ENVESTNET, INC.S Sale	Former Director	SSale	−832 sh	$11.22	−$9,335.04	277,966
2012-09-14	ENVESTNET, INC.S Sale	Former Director	SSale	−4,584 sh	$11.51	−$52.8K	1,167,439
2012-09-14	ENVESTNET, INC.S Sale	Former Director	SSale	−416 sh	$11.51	−$4,788.16	278,798
2012-09-13	ENVESTNET, INC.S Sale	Former Director	SSale	−24.5K sh	$11.52	−$282K	1,172,023
2012-09-13	ENVESTNET, INC.S Sale	Former Director	SSale	−2,221 sh	$11.52	−$25.6K	279,214
2012-09-12	ENVESTNET, INC.S Sale	Former Director	SSale	−9,168 sh	$11.35	−$104K	1,196,500
2012-09-12	ENVESTNET, INC.S Sale	Former Director	SSale	−832 sh	$11.35	−$9,443.2	281,435
2012-09-11	ENVESTNET, INC.S Sale	Former Director	SSale	−25.9K sh	$11.59	−$301K	1,205,668
2012-09-11	ENVESTNET, INC.S Sale	Former Director	SSale	−2,355 sh	$11.59	−$27.3K	282,267
2012-09-10	ENVESTNET, INC.S Sale	Former Director	SSale	−13.8K sh	$11.47	−$158K	1,231,615
2012-09-10	ENVESTNET, INC.S Sale	Former Director	SSale	−1,248 sh	$11.47	−$14.3K	284,622
2012-09-07	ENVESTNET, INC.S Sale	Former Director	SSale	−23.8K sh	$11.71	−$279K	1,245,367
2012-09-07	ENVESTNET, INC.S Sale	Former Director	SSale	−2,163 sh	$11.71	−$25.3K	285,870
2012-09-06	ENVESTNET, INC.S Sale	Former Director	SSale	−22K sh	$11.65	−$256K	1,269,204
2012-09-06	ENVESTNET, INC.S Sale	Former Director	SSale	−1,997 sh	$11.65	−$23.3K	288,033
2012-09-05	ENVESTNET, INC.S Sale	Former Director	SSale	−27.1K sh	$11.59	−$314K	1,291,207
2012-09-05	ENVESTNET, INC.S Sale	Former Director	SSale	−2,456 sh	$11.59	−$28.5K	290,030
2012-09-04	ENVESTNET, INC.S Sale	Former Director	SSale	−20.6K sh	$11.62	−$239K	1,318,269
2012-09-04	ENVESTNET, INC.S Sale	Former Director	SSale	−1,871 sh	$11.62	−$21.7K	292,486

Recent filings

Accepted (ET)
May 174
Financial Engines, Inc.0001209191-16-121048
SEC(opens sec.gov)
May 264
Financial Engines, Inc.0001209191-15-046880
SEC(opens sec.gov)
May 214
Financial Engines, Inc.0001209191-15-045508
SEC(opens sec.gov)
May 194
Financial Engines, Inc.0001209191-15-044629
SEC(opens sec.gov)
Oct 154
ENVESTNET, INC.0001181431-13-053870
SEC(opens sec.gov)
May 244
KOONTZ PAUL G0001181431-13-030775
SEC(opens sec.gov)
May 204
KOONTZ PAUL G0001181431-13-029158
SEC(opens sec.gov)

Companies

Address

C/O FOUNDATION CAPITAL 250 MIDDLEFIELD ROAD

MENLO PARK, CA, 94025