Helfert Lance W 4
4 · EnerJex Resources, Inc. · Filed Jan 4, 2012
Insider Transaction Report
Form 4
Helfert Lance W
10% Owner
Transactions
- Gift
Common Stock
2011-12-30−12,593→ 20,620,540 total(indirect: By LLC)
Footnotes (4)
- [F1]The shares are held by Montecito Venture Partners, LLC. Reporting Person serves on the Board of Managers of the LLC. Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extend of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purposes.
- [F2]Represents gift to a child of Reporting Person.
- [F3]Represents a gift from the spouse of Reporting Person to a child of Reporting Person.
- [F4]The reported shares are held by Montecito Venture Partners, LLC. Reporting Person serves on the Board of Managers of the LLC. On December 30, 2011, the Reporting Person and his spouse made annual exclusion gifts to their children of units of Montecito Venture Partners, LLC. The amount of shares reported here represents the beneficial interest in the shares of Issuer represented by the gifted units of Montecito Venture Partners, LLC.