5//SEC Filing
MCADAMS JOSEPH LLOYD 5
Accession 0001181431-12-008044
CIK 0001047884other
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 12:52 PM ET
Size
11.2 KB
Accession
0001181431-12-008044
Insider Transaction Report
Form 5
MCADAMS JOSEPH LLOYD
DirectorChairman, President & CEO
Transactions
- Other
Common Stock
2011-12-31+17,519→ 1,223,792 total
Holdings
- 41,500(indirect: By Spouse)
Common Stock
- 33,700(indirect: By Foundation)
Common Stock
- 43,780(indirect: By Spouse)
Stock Option (right to buy)
Exercise: $9.45From: 2002-01-21Exp: 2012-01-21→ Common Stock (43,780 underlying) - 21,000(indirect: By Spouse)
Stock Option (right to buy)
Exercise: $11.20From: 2002-10-04Exp: 2012-10-04→ Common Stock (21,000 underlying) - 27,600(indirect: By Spouse)
Stock Option (right to buy)
Exercise: $13.80From: 2003-05-01Exp: 2013-05-01→ Common Stock (27,600 underlying)
Footnotes (4)
- [F1]These shares were acquired under Anworth Mortgage Asset Corporation's Dividend Reinvestment and Stock Purchase Plan, in exempt transactions pursuant to Rule 16a-11, at the then-current market prices during calendar year 2011.
- [F2]Mr. McAdams is married to Heather U. Baines, Executive Vice President of Anworth Mortgage Asset Corporation. Mr. McAdams owns 62,500 shares individually. The balance of these shares are owned as communitiy property with Ms. Baines.
- [F3]Ms. Baines owns 41,500 shares in which Mr. McAdams has no beneficial interests.
- [F4]Shares held by the McAdams Foundation, or which Mr. McAdams is a director.
Documents
Issuer
ANWORTH MORTGAGE ASSET CORP
CIK 0001047884
Entity typeother
Related Parties
1- filerCIK 0001209599
Filing Metadata
- Form type
- 5
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 12:52 PM ET
- Size
- 11.2 KB