5//SEC Filing
BAINES HEATHER U 5
Accession 0001181431-12-008045
CIK 0001047884other
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 12:52 PM ET
Size
10.8 KB
Accession
0001181431-12-008045
Insider Transaction Report
Form 5
BAINES HEATHER U
Executive Vice President
Transactions
- Other
Common Stock
2011-12-31+17,519→ 1,202,792 total
Holdings
- 62,500(indirect: By Spouse)
Common Stock
- 33,700(indirect: By Spouse)
Common Stock
- 43,780
Stock Option (right to buy)
Exercise: $9.45From: 2002-01-21Exp: 2012-01-21→ Common Stock (43,780 underlying) - 21,000
Stock Option (right to buy)
Exercise: $11.20From: 2002-10-04Exp: 2012-10-04→ Common Stock (21,000 underlying) - 27,600
Stock Option (right to buy)
Exercise: $13.80From: 2003-05-01Exp: 2013-05-01→ Common Stock (27,600 underlying)
Footnotes (4)
- [F1]These shares were acquired under Anworth Mortgage Asset Corporation's Dividend Reinvestment and Stock Purchase Plan, in exempt transactions pursuant to Rule 16a-11, at the then-current market prices during calendar year 2011.
- [F2]Ms. Baines is married to Lloyd McAdams, Chairman, President and Chief Executive Officer of Anworth Mortgage Asset Corporation. Ms. Baines owns 41,500 shares individually. The balance of these shares are owned as community property with Mr. McAdams.
- [F3]Mr. McAdams owns 62,500 shares in which Ms. Baines has no beneficial interests.
- [F4]Shares held by the McAdams Foundation, of which Mr. McAdams is a director.
Documents
Issuer
ANWORTH MORTGAGE ASSET CORP
CIK 0001047884
Entity typeother
Related Parties
1- filerCIK 0001209604
Filing Metadata
- Form type
- 5
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 12:52 PM ET
- Size
- 10.8 KB