EDELMAN FINANCIAL GROUP INC.·4

Mar 12, 6:01 PM ET

BALL GEORGE L 4

4 · EDELMAN FINANCIAL GROUP INC. · Filed Mar 12, 2012

Insider Transaction Report

Form 4
Period: 2012-03-07
BALL GEORGE L
DirectorChief Executive Officer
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2012-03-07$6.22/sh16,512$102,70532,839 total
    Common Stock (16,512 underlying)
  • Exercise/Conversion

    Common Stock

    2012-03-07$6.22/sh+16,512$102,7051,101,354 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    25,551
  • Common Stock

    (indirect: By Trust)
    6,000
Footnotes (5)
  • [F1]Shares held by Bonner S. Ball Family Trust Account
  • [F2]Represents vested portion of award of restricted stock units, which vests 25% on March 7, 2012.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
  • [F4]Restricted stock units vest 25% on the date of grant, 50% on March 7, 2012, 75% on March 7, 2013, and 100% on March 7, 2014.
  • [F5]The restricted stock units were issued pursuant to the Issuer's 2010 Executive and Key Manager Restricted Stock Unit Sub-Plan.

Documents

1 file
  • 4
    rrd338335.xmlPrimary