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4//SEC Filing

BALL GEORGE L 4

Accession 0001181431-12-018911

CIK 0001071341other

Filed

Mar 20, 8:00 PM ET

Accepted

Mar 21, 5:54 PM ET

Size

11.1 KB

Accession

0001181431-12-018911

Insider Transaction Report

Form 4
Period: 2012-03-15
BALL GEORGE L
DirectorChief Executive Officer
Transactions
  • Award

    Restricted Stock Units

    2012-03-15+68,97568,975 total
    Common Stock (68,975 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2012-03-1517,24451,731 total
    From: 2012-03-15Common Stock (17,244 underlying)
  • Exercise/Conversion

    Common Stock

    2012-03-15$6.93/sh+17,244$119,5011,118,598 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    25,551
  • Common Stock

    (indirect: By Trust)
    6,000
Footnotes (5)
  • [F1]Shares held by Bonner S. Ball Family Trust Account
  • [F2]Represents vested portion of award of restricted stock units, which vests 25% on March 15, 2012.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
  • [F4]Restricted stock units vest 25% on the date of grant, 50% on March 15, 2013, 75% on March 15, 2014, and 100% on March 15, 2015.
  • [F5]The restricted stock units were issued pursuant to the Issuer's 2011 Executive and Key Manager Restricted Stock Unit Sub-Plan.

Documents

1 file

Issuer

EDELMAN FINANCIAL GROUP INC.

CIK 0001071341

Entity typeother

Related Parties

1
  • filerCIK 0001184309

Filing Metadata

Form type
4
Filed
Mar 20, 8:00 PM ET
Accepted
Mar 21, 5:54 PM ET
Size
11.1 KB