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EDELMAN FINANCIAL GROUP INC.·4

Mar 21, 5:54 PM ET

BALL GEORGE L 4

4 · EDELMAN FINANCIAL GROUP INC. · Filed Mar 21, 2012

Insider Transaction Report

Form 4
Period: 2012-03-15
EDELMAN FINANCIAL GROUP INC.EF
BALL GEORGE L
DirectorChief Executive Officer
Transactions
  • Award

    Restricted Stock Units

    2012-03-15+68,975→ 68,975 total
    → Common Stock (68,975 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2012-03-15−17,244→ 51,731 total
    From: 2012-03-15→ Common Stock (17,244 underlying)
  • Exercise/Conversion

    Common Stock

    2012-03-15$6.93/sh+17,244$119,501→ 1,118,598 total
Holdings

  • Common Stock

    (indirect: By Spouse)
    25,551

  • Common Stock

    (indirect: By Trust)
    6,000
Footnotes (5)
  • [F1]Shares held by Bonner S. Ball Family Trust Account
  • [F2]Represents vested portion of award of restricted stock units, which vests 25% on March 15, 2012.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
  • [F4]Restricted stock units vest 25% on the date of grant, 50% on March 15, 2013, 75% on March 15, 2014, and 100% on March 15, 2015.
  • [F5]The restricted stock units were issued pursuant to the Issuer's 2011 Executive and Key Manager Restricted Stock Unit Sub-Plan.

Documents

1 file
  • 4
    rrd339558.xmlPrimary