Home/Filings/4/0001181431-12-022001
4//SEC Filing

Isom Jeff 4

Accession 0001181431-12-022001

CIK 0000822083other

Filed

Apr 2, 8:00 PM ET

Accepted

Apr 3, 7:33 PM ET

Size

7.7 KB

Accession

0001181431-12-022001

Insider Transaction Report

Form 4
Period: 2012-04-01
Isom Jeff
EVP of Finance and Accounting
Transactions
  • Award

    Original Common Stock

    2012-04-01+4,50086,355 total
Holdings
  • Original Common Stock

    (indirect: By ESOP)
    35,692
Footnotes (5)
  • [F1]Represents restricted stock units granted to the reporting person on April 1, 2012. Such restricted stock units will vest, and an equal number of shares of Original Common Stock will be deliverable to the reporting person, upon the fifth anniversary of the date of grant, April 1, 2017, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of PlainsCapital Corporation.
  • [F2]Includes 4,500 restricted stock units granted to the reporting person on April 1, 2011. Such restricted stock units will vest, and an equal number of shares of Original Common Stock will be deliverable to the reporting person, upon the fifth anniversary of the date of grant, April 1, 2016, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of PlainsCapital Corporation.
  • [F3]Includes 6,000 restricted stock units granted to the reporting person on April 1, 2010. Such restricted stock units will vest, and an equal number of shares of Original Common Stock will be deliverable to the reporting person, upon the fifth anniversary of the date of grant, April 1, 2015, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of PlainsCapital Corporation.
  • [F4]Includes 30,000 shares of restricted stock granted to the reporting person on December 17, 2008. These shares vested or will vest in equal installments, rounded down to the nearest whole number to avoid the issuance of any fractional shares, over a seven-year period, beginning with the first anniversary of the date of grant, December 17, 2009, and continuing each 17th day of December until December 17, 2015. Vesting of these shares accelerates upon a "change in control," or "initial public listing" of the common stock, of PlainsCapital Corporation.
  • [F5]Reflects additional shares allocated since the reporting person last filed a report on Form 4.

Issuer

PLAINSCAPITAL CORP

CIK 0000822083

Entity typeother

Related Parties

1
  • filerCIK 0001456810

Filing Metadata

Form type
4
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 7:33 PM ET
Size
7.7 KB