NSTAR/MA 4

Accession 0001181431-12-023428

CIK 0001035675operating

View on SEC.gov Company Profile

Filed

Apr 9, 8:00 PM ET

Accepted

Apr 10, 5:56 PM ET

Size

29.3 KB

Accession

0001181431-12-023428

Insider Transaction Report

Form 4

Period: 2012-04-10

NSTAR/MANST

MAY THOMAS J

Chr, President, CEO & Trustee

Transactions

Disposition to Issuer
Employee Stock Option
2012-04-10−200,000→ 0 total
Exercise: $24.20From: 2007-04-28Exp: 2014-04-28→ Common Shares (200,000 underlying)
Award
Common Shares
2012-04-10+36,400→ 840,026 total
Disposition to Issuer
Common Shares
2012-04-10−122,437→ 0 total
Disposition to Issuer
Common Shares
2012-04-10−45,806→ 0 total(indirect: By 401(k))
Disposition to Issuer
Employee Stock Option
2012-04-10−186,000→ 0 total
Exercise: $36.89From: 2010-05-03Exp: 2017-05-03→ Common Shares (186,000 underlying)
Disposition to Issuer
Employee Stock Option
2012-04-10−159,000→ 0 total
Exercise: $34.02From: 2012-01-22Exp: 2019-01-22→ Common Shares (159,000 underlying)
Disposition to Issuer
Employee Stock Option
2012-04-10−133,000→ 0 total
Exercise: $35.28From: 2013-01-28Exp: 2020-01-28→ Common Shares (133,000 underlying)
Disposition to Issuer
Employee Stock Option
2012-04-10−200,000→ 0 total
Exercise: $27.73From: 2009-04-27Exp: 2016-04-27→ Common Shares (200,000 underlying)
Disposition to Issuer
Common Shares
2012-04-10−689,432→ 199,937 total
Disposition to Issuer
Employee Stock Option
2012-04-10−150,000→ 0 total
Exercise: $32.45From: 2011-01-24Exp: 2018-01-24→ Common Shares (150,000 underlying)
Award
Common Shares
2012-04-10+77,500→ 917,526 total
Tax Payment
Common Shares
2012-04-10$47.65/sh−28,157$1,341,681→ 889,369 total
Disposition to Issuer
Common Shares
2012-04-10−77,500→ 122,437 total
Disposition to Issuer
Employee Stock Option
2012-04-10−200,000→ 0 total
Exercise: $29.60From: 2008-06-09Exp: 2015-06-09→ Common Shares (200,000 underlying)

Footnotes (13)

[F1]Includes 689,432 Phantom Shares (deferred compensation obligations). Each Phantom Share is payable in one Common Share.
[F10]This option was assumed by NU in the merger and replaced with an option to purchase 244,032 NU Common Shares at a price of $28.12 per share.
[F11]This option was assumed by NU in the merger and replaced with an option to purchase 196,800 NU Common Shares at a price of $24.74 per share.
[F12]This option was assumed by NU in the merger and replaced with an option to purchase 208,608 NU Common Shares at a price of $25.93 per share.
[F13]This option was assumed by NU in the merger and replaced with an option to purchase 174,496 NU Common Shares at a price of $26.90 per share.
[F2]Represents deferred share units of 40,000 shares that vest in three equal annual installments beginning on 01/27/2012 and 37,500 shares that vest in three equal annual installments beginning on 1/26/2013.
[F3]Disposition of Phantom Shares pursuant to the merger agreement between issuer and Northeast Utilities ("NU") in exchange for 904,534 NU phantom shares having a market value of $36.79 per share at the effective time of the merger.
[F4]Disposed of pursuant to the Merger in exchange for a total of 101,680 NU restricted shares subject to time vesting conditions.
[F5]Disposed of pursuant to the Merger in exchange for a total of 160,637 NU common shares.
[F6]Disposed of pursuant to the Merger in exchange for 60,097 NU common shares.
[F7]This option was assumed by NU in the merger and replaced with an option to purchase 262,400 NU Common Shares at a price of $18.45 per share.
[F8]This option was assumed by NU in the merger and replaced with an option to purchase 262,400 NU Common Shares at a price of $22.57 per share.
[F9]This option was assumed by NU in the merger and replaced with an option to purchase 262,400 NU Common Shares at a price of $21.14 per share.

Documents

1 file

4
rrd341837.xmlPrimary
FORM 4

Issuer

NSTAR/MA

CIK 0001035675

→

Entity typeoperating

Related Parties

filerCIK 0001035675

Filing Metadata

Form type: 4
Filed: Apr 9, 8:00 PM ET
Accepted: Apr 10, 5:56 PM ET
Size: 29.3 KB

View on SEC.gov