4//SEC Filing
KINDERHOOK GP LLC 4
Accession 0001181431-12-031313
CIK 0000812301other
Filed
May 20, 8:00 PM ET
Accepted
May 21, 2:42 PM ET
Size
12.2 KB
Accession
0001181431-12-031313
Insider Transaction Report
Form 4
KINDERHOOK PARTNERS, LP
10% Owner
Transactions
- Purchase
Common Stock
2012-05-18$1.40/sh+1,045,642$1,463,899→ 7,359,435 total
KINDERHOOK GP LLC
10% Owner
Transactions
- Purchase
Common Stock
2012-05-18$1.40/sh+1,045,642$1,463,899→ 7,359,435 total
Shah Tushar
10% Owner
Transactions
- Purchase
Common Stock
2012-05-18$1.40/sh+1,045,642$1,463,899→ 7,359,435 total
CLEARMAN STEPHEN J
10% Owner
Transactions
- Purchase
Common Stock
2012-05-18$1.40/sh+1,045,642$1,463,899→ 7,359,435 total
KINDERHOOK PARTNERS, LLC
10% Owner
Transactions
- Purchase
Common Stock
2012-05-18$1.40/sh+1,045,642$1,463,899→ 7,359,435 total
Footnotes (2)
- [F1]Kinderhook Capital Management, LLC serves as the investment adviser to Kinderhook Partners, LP (the "Partnership"). Kinderhook GP, LLC serves as the general partner (the "General Partner") to the Partnership, and Messrs. Tushar Shah and Stephen Clearman serve as the General Partner's managing members, responsible for making investment decisions with respect to the Partnership and, as a result, Mr. Shah and Mr. Clearman may be deemed to control such entities. In addition, Mr. Shah and Mr. Clearman are responsible for making investment decisions with respect to Kinderhook Capital Management, LLC. Accordingly, Mr. Shah and Mr. Clearman may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's and Kinderhook Capital Management, LLC's power to vote and/or dispose of the shares of Common Stock.
- [F2]Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his respective pecuniary interest, if any, therein. Kinderhook Capital Management, LLC specifically disclaims beneficial ownership in the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, if any.
Documents
Issuer
Patient Safety Technologies, Inc
CIK 0000812301
Entity typeother
Related Parties
1- filerCIK 0001266402
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 2:42 PM ET
- Size
- 12.2 KB