Home/Filings/4/0001181431-12-033616
4//SEC Filing

SHERMYEN JOHN 4

Accession 0001181431-12-033616

CIK 0001499482other

Filed

May 30, 8:00 PM ET

Accepted

May 31, 1:28 PM ET

Size

7.8 KB

Accession

0001181431-12-033616

Insider Transaction Report

Form 4
Period: 2012-05-29
SHERMYEN JOHN
DirectorChairman & CEO10% Owner
Transactions
  • Other

    Common Stock

    2012-05-29$10.10/sh25,000$252,5000 total
  • Expiration

    Common Stock Warrants (right to buy)

    2012-05-2925,0000 total
    Exercise: $11.50From: 2011-11-23Exp: 2012-05-29Common Stock (25,000 underlying)
Footnotes (4)
  • [F1]The reported securities are included within 25,000 Units purchased by the reporting person for $10.00 per unit in the Issuer's initial public offering (the "IPO"). Each unit consists of one share of common stock and one warrant to purchase one share of common stock (the "Units").
  • [F2]On May 29, 2012, the Issuer effected a redemption of all of the shares of common stock sold as part of the Units in the Issuer's IPO (the "IPO Shares"). The redemption distribution was made to holders of IPO Shares at a price per share of $10.10.
  • [F3]Mr. Shermyen is a limited partner of LLM Structured Equity Fund L.P. and as such may also have an indirect pecuniary interest in the shares of the Issuer held by LLM Structured Equity Fund LP., to the extent of such limited partnership interest. Mr. Shermyen disclaims any beneficial ownership of shares held by LLM Structured Equity Fund LP.
  • [F4]The warrants included in the Units, expired worthless because the Issuer did not complete an initial business combination within 18 months from the closing of the IPO, or by May 29, 2012.

Issuer

L&L Acquisition Corp.

CIK 0001499482

Entity typeother

Related Parties

1
  • filerCIK 0001419964

Filing Metadata

Form type
4
Filed
May 30, 8:00 PM ET
Accepted
May 31, 1:28 PM ET
Size
7.8 KB