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4//SEC Filing

Brown Martin S JR 4

Accession 0001181431-12-036105

CIK 0000014693other
View on SEC.govCompany Profile

Filed

Jun 11, 8:00 PM ET

Accepted

Jun 12, 5:06 PM ET

Size

22.7 KB

Accession

0001181431-12-036105

Insider Transaction Report

Form 4
Period: 2012-06-08
BROWN FORMAN CORPBFA, BFB
Brown Martin S JR
Director
Transactions
  • Other

    Class B Common

    2012-06-08+13,358→ 16,764 total(indirect: By Trust)
  • Other

    Class A Common

    2012-06-08−13,626→ 0 total(indirect: By Trust)
  • Other

    Class A Common

    2012-06-08+13,626→ 186,340 total
  • Other

    Class B Common

    2012-06-08−13,358→ 28,371 total
Holdings

  • Class A Common

    (indirect: By Children)
    1,682

  • Class B Common

    (indirect: By Trust)
    375

  • Class B Common

    (indirect: By Children)
    795

  • Class A Common

    (indirect: By Spouse)
    30

  • Class A Common

    (indirect: By Trust)
    1,500

  • Class B Common

    (indirect: By Children)
    2,502

  • Class A Common

    (indirect: By Children)
    5,508

  • Class B Common

    (indirect: By Spouse)
    7

  • Stock Appreciation Right

    Exercise: $55.69From: 2006-07-27Exp: 2016-04-30→ Class B Common (3,023 underlying)
    3,023

  • Stock Appreciation Right

    Exercise: $56.58From: 2008-07-24Exp: 2018-04-30→ Class B Common (3,447 underlying)
    3,447

  • Deferred Stock Units

    → Class B Common (985.38 underlying)
    985.38

  • Stock Appreciation Right

    Exercise: $58.00From: 2006-05-26Exp: 2015-04-30→ Class B Common (477 underlying)
    477

  • Stock Appreciation Right

    Exercise: $53.80From: 2007-07-26Exp: 2017-04-30→ Class B Common (3,756 underlying)
    3,756

  • Stock Appreciation Right

    Exercise: $43.10From: 2009-07-23Exp: 2019-04-30→ Class B Common (4,236 underlying)
    4,236
Footnotes (4)
  • [F1]On June 8, 2012, the reporting person exchanged 13,626 Class A shares, indirectly held in a trust, for an economically equivalent number of Class B shares (13,358) held directly.
  • [F2]BFA and BFB closing prices as of June 7, 2012, were used to determine approximate economic equivalency. For BFA, $86.63; for BFB, $88.36.
  • [F3]Each deferred stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
  • [F4]The deferred stock units vest over the course of the Board year. Vested shares will be delivered to the reporting person on the first February 1st that is at least 6 months following the Director's termination from Board service.

Documents

1 file

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeother

Related Parties

1
  • filerCIK 0001362521

Filing Metadata

Form type
4
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 5:06 PM ET
Size
22.7 KB
View on SEC.gov