3/A//SEC Filing
Invesco New York Quality Municipal Securities 3/A
Accession 0001181431-12-047884
CIK 0000898659other
Filed
Aug 28, 8:00 PM ET
Accepted
Aug 29, 4:07 PM ET
Size
12.8 KB
Accession
0001181431-12-047884
Insider Transaction Report
Form 3/AAmended
RBC Municipal Products, Inc.
10% Owner
Holdings
- 136(indirect: Ownership of residual certificates)
Variable Rate Muni Term Preferred Shares
Footnotes (3)
- [F1]This statement is jointly filed by Royal Bank of Canada ("RBC") and RBC Municipal Products, Inc. ("MPI"). RBC holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect 100% ownership of its subsidiary MPI. The proceeds from the issuance of the Securities by the Issuer will be used to redeem auction rate preferred stock ("ARPS") of the Issuer.
- [F2]The Securities have been deposited by MPI with The Bank of New York Mellon, as trustee of RBC Municipal Products, Inc. Trust, Series E-35 relating to $13,600,000 Invesco New York Quality Municipal Securities, Series 2015/6-IQN a New York common-law trust that is a tender option bond financing trust (the "TOB"). A pecuniary interest in the dividends and liquidation preference of the Securities is owned by holders of the $13,595,000 floating certificates issued by the TOB, which is senior to the pecuniary interest in the dividends and liquidation preference of the Securities owned by MPI through its ownership of the $5,000 residual certificates issued by the TOB. MPI also holds the right to dissolve the TOB, dispose of the Securities and direct certain voting and consent rights on the Securities.
- [F3]Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Issuer
Invesco New York Quality Municipal Securities
CIK 0000898659
Entity typeother
IncorporatedMA
Related Parties
1- filerCIK 0000898659
Filing Metadata
- Form type
- 3/A
- Filed
- Aug 28, 8:00 PM ET
- Accepted
- Aug 29, 4:07 PM ET
- Size
- 12.8 KB