4//SEC Filing
BERRY RICK 4
Accession 0001181431-12-051631
CIK 0001071341other
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 5:25 PM ET
Size
10.5 KB
Accession
0001181431-12-051631
Insider Transaction Report
Form 4
BERRY RICK
Chief Financial Officer
Transactions
- Other
Common Stock
2012-09-20$8.85/sh−12,500$110,625→ 0 total - Disposition to Issuer
Restricted Stock Units
2012-09-20−24,351→ 0 totalExercise: $8.85→ Common Stock (24,351 underlying) - Disposition to Issuer
Restricted Stock Units
2012-09-20−15,186→ 0 totalExercise: $8.85→ Common Stock (15,186 underlying)
Footnotes (7)
- [F1]Disposed of in connection with the Agreement and Plan of Merger dated as of April 16, 2012, by and among The Edelman Financial Group Inc. (the "Company"), Summer Holdings II, Inc., and Summer Merger Sub, Inc.
- [F2]As a result of the merger of Summer Merger Sub, Inc. with and into the Company (the "Merger"), each share of the Company's common stock, $.01 par value (the "Company common stock"), was converted into the right to receive $8.85 in cash..
- [F3]The restricted stock units were issued pursuant to the Issuer's 2011 Executive and Key Manager Restricted Stock Unit Sub-Plan.
- [F4]The restricted stock units were issued pursuant to the Issuer's 2010 Executive and Key Manager Restricted Stock Unit Sub-Plan.
- [F5]The restricted stock units, which provided for vesting 25% on the date of grant, 50% on March 15, 2013, 75% on March 15, 2014, and 100% on March 15, 2015, were cancelled in the merger in exchange for a cash payment of $8.85 per share.
- [F6]Each restricted stock unit represents a contingent right to receive one share or the value of one share of Company Common Stock.
- [F7]The restricted stock units, which provided for vesting 25% on the date of grant, 50% on March 15, 2012, 75% on March 15, 2013, and 100% on March 15, 2014, were cancelled in the merger in exchange for a cash payment of $8.85 per share.
Documents
Issuer
EDELMAN FINANCIAL GROUP INC.
CIK 0001071341
Entity typeother
Related Parties
1- filerCIK 0001063971
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 5:25 PM ET
- Size
- 10.5 KB