4//SEC Filing
MCMAKEN BRUCE R 4
Accession 0001181431-12-051637
CIK 0001071341other
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 5:27 PM ET
Size
11.5 KB
Accession
0001181431-12-051637
Insider Transaction Report
Form 4
MCMAKEN BRUCE R
Executive Vice President
Transactions
- Other
Common stock
2012-09-20$8.85/sh−95,804$847,865→ 0 total - Other
Common Stock
2012-09-20$8.85/sh−76,459$676,662→ 95,804 total - Disposition to Issuer
Restricted Stock Unit
2012-09-20−26,082→ 0 totalExercise: $8.85→ Common Stock (26,082 underlying) - Disposition to Issuer
Restricted Stock Units
2012-09-20−15,186→ 0 totalExercise: $8.85→ Common Stock (15,186 underlying)
Footnotes (7)
- [F1]Disposed pursuant to merger agreement among the Issuer, Summer Holdings II, Inc., and Summer Merger Sub, inc. in exchnage for $8.85 in cash per share.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the merger agreement each restruicted stock unit was converted into the right to receibe $8.85 per share.
- [F3]Resticted stock units vest 25% on the date of grant, 50% on March 15, 2013, 75% on March 15, 2014, and 100% on March 15, 2015
- [F4]The restricted stock units were issued pursuant to the Issuer's 2011 Executive and Key Manager Restricted Stock Unit Sub-Plan
- [F5]Resticted stock units vest 25% on the date of grant, 50% on March 15, 2012, 75% on March 15, 2013, and 100% on March 15, 2014
- [F6]Shares contributed to Lee Summer, L.P. pursuant to the terms of a Contributon Agreement dated as of April 16, 2012, at a value of $8.85 per share.
- [F7]The restricted stock units were issued pursuant to the Issuer's 2010 Executive and Key Manager Restricted Stock Unit Sub-Plan
Documents
Issuer
EDELMAN FINANCIAL GROUP INC.
CIK 0001071341
Entity typeother
Related Parties
1- filerCIK 0001184311
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 5:27 PM ET
- Size
- 11.5 KB