BALL GEORGE L 4

4 · EDELMAN FINANCIAL GROUP INC. · Filed Sep 20, 2012

Form 4

Period: 2012-09-20

DirectorChief Executive Officer

Transactions

Other
Common Stock
2012-09-20$8.85/sh−25,551$226,126→ 0 total(indirect: By Spouse)
Other
Common Stock
2012-09-20$8.85/sh−6,000$53,100→ 0 total(indirect: By Trust)
Disposition to Issuer
Restricted Stock Units
2012-09-20+51,723→ 68,975 total
Exercise: $8.85→ Common Stock (51,723 underlying)
Other
Common Stock
2012-09-20$8.85/sh−585,842$5,184,702→ 518,688 total
Disposition to Issuer
Restricted Stock Units
2012-09-20−33,022→ 51,731 total
Exercise: $8.85→ Common Stock (33,022 underlying)
Other
Common Stock
2012-09-20$8.85/sh−518,688$4,590,389→ 0 total

Footnotes (8)

[F1]Shares held by Bonner S. Ball Family Trust Account
[F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
[F3]Restricted stock units, which provided for vesting of 25% on the date of grant, 50% on March 15, 2013, 75% on March 15, 2014, and 100% on March 15, 2015, were canceled in the merger in exchnage for a cash payment of $8.85 per share.
[F4]The restricted stock units were issued pursuant to the Issuer's 2011 Executive and Key Manager Restricted Stock Unit Sub-Plan.
[F5]Restricted stock units, which provided for vesting of 25% on the date of grant, 50% on March 15, 2012, 75% on March 15, 2013, and 100% on March 15, 2014, were canceled in the merger in exchnage for a cash payment of $8.85 per share.
[F6]The restricted stock units were issued pursuant to the Issuer's 2010 Executive and Key Manager Restricted Stock Unit Sub-Plan.
[F7]Disposed of pursuant to merger agreement among the Issuer, Summer Holdings II, LP, and Summer Merger Sub, Inc. Shares contributed to Lee Summer LP at a value of $8.85 per share.
[F8]Disposed of pursuant to merger agreement among the Issuer, Summer Holdings II, LP, and Summer Merger Sub, Inc. in exchange for $8.85 in cash per share.

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