Duncan Charles William III 4
4 · EDELMAN FINANCIAL GROUP INC. · Filed Sep 20, 2012
Insider Transaction Report
Form 4
Duncan Charles William III
Director
Transactions
- Other
Common Stock
2012-09-20$8.85/sh−44,230$391,436→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2012-09-20−5,000→ 0 totalExercise: $13.60From: 2005-04-27Exp: 2014-06-17→ Common Stock (5,000 underlying) - Other
Common Stock
2012-09-20$8.85/sh−10,000$88,500→ 0 total(indirect: By Partnership)
Footnotes (3)
- [F1]Shares owned by Duncan Investors Partnership of which Mr. Duncan owns a 47.5% Interest. Mr. Duncan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F2]Cancelled pursuant to merger agreement among the Issuer, Summer Holdings II, Inc., and Summer Merger Sub, Inc.
- [F3]Disposed of pursuant to merger agreement among the Issuer, Summer Holdings II, Inc., and Summer Merger Sub, Inc. in exchnage for $8.85 in cash per share.