|4Nov 13, 6:59 AM ET

Au Fook Yew 4

4 · EMPIRE RESORTS INC · Filed Nov 13, 2012

Insider Transaction Report

Form 4
Period: 2012-11-07
Au Fook Yew
Director
Transactions
  • Award

    Option to purchase Common Stock (right to buy)

    2012-11-07+10,00010,000 total
    Exercise: $1.55Exp: 2017-11-07Common Stock, $.01 par value per share (10,000 underlying)
  • Award

    Common Stock, $.01 par value per share

    2012-11-07+10,00026,667 total
Footnotes (2)
  • [F1]Restricted stock grant under the 2005 Empire Resorts, Inc. Equity Incentive Plan (the "Plan"), which shall vest on January 4, 2014.
  • [F2]Option grant under the Plan, which shall vest as to 2,500 immediately, as to 2,500 on March 7, 2013, as to 2,500 on June 7, 2012 and as to the remaining 2,500 on September 7, 2013.

Documents

1 file
  • 4
    rrd360098.xmlPrimary

    FORM 4