4//SEC Filing
LYTTON MICHAEL 4
Accession 0001181431-13-000821
CIK 0001400431other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 2:36 PM ET
Size
7.4 KB
Accession
0001181431-13-000821
Insider Transaction Report
Form 4
PATHEON INCPTI
LYTTON MICHAEL
EVP CORPORATE DEVELOPMENT & ST
Transactions
- Exercise of In-Money
Subscription Rights (Right to Buy)
2012-12-21−191,200→ 0 totalExercise: $3.19From: 2012-11-27Exp: 2012-12-28→ Restricted Voting Shares (13,905 underlying) - Exercise of In-Money
Restricted Voting Shares
2012-12-21$3.19/sh+15,290$48,775→ 206,490 total
Footnotes (1)
- [F1]On November 27, 2012, Patheon Inc. (the "Company") issued, to each holder of record as of such date, subscription rights to acquire additional restricted voting shares of the Company (the "Rights Offering"). On December 21, 2012, the reporting person fully exercised his basic subscription privilege to purchase 13,905 restricted voting shares. In addition, the reporting person also exercised his over-subscription privilege to purchase additional restricted voting shares unclaimed by other rights holders. Following the expiration of the Rights Offering on December 28, 2012, the reporting person was allocated an additional 1,385 shares as a result of the exercise of his over-subscription privilege. Accordingly, as a result of the reporting person's participation in the Rights Offering, the reporting person will be issued a total of 15,290 restricted voting shares.
Documents
Issuer
PATHEON INC
CIK 0001400431
Entity typeother
Related Parties
1- filerCIK 0001286396
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 2:36 PM ET
- Size
- 7.4 KB