ASHMORE INVESTMENT MANAGEMENT LTD 3
3 · FAR EAST ENERGY CORP · Filed Jan 25, 2013
Insider Transaction Report
Form 3
Ashmore Group plc
10% Owner
Holdings
- (indirect: See Footnotes)
Warrants
Exercise: $0.09From: 2013-01-15Exp: 2017-12-31→ Common Stock (56,086,439 underlying)
Footnotes (4)
- [F1]Ashmore Group plc ("Parent") is the ultimate parent company of a group of related entities whose principal activity is the provision of investment management services. Ashmore Investments (UK) Limited is a direct wholly-owned subsidiary of Parent, and Ashmore Investment Management Limited ("AIML") is an indirect wholly-owned subsidiary of Parent. AIML acts as the investment manager for each of the portfolio funds that directly hold the reported securities. Each reporting owner disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
- [F2]Warrants to purchase 9,347,740 shares of Common Stock, par value $0.001 per share, of the Issuer (the "Shares") are held by Asset Holder PCC Limited in respect of Ashmore Emerging Markets Liquid Investment Portfolio; warrants to purchase 4,393,438 Shares are held by Ashmore Emerging Markets Debt Fund; warrants to purchase 3,552,141 Shares are held by Ashmore Emerging Markets Debt and Currency Fund Limited; warrants to purchase 1,308,684 Shares are held by Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Total Return Fund; warrants to purchase 280,432 Shares are held by Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund; warrants to purchase 93,477 Shares are held by Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund II; (Continued in Footnote 3)
- [F3]warrants to purchase 841,297 Shares are held by Stichting Pensioenfonds Van de Metalektro; warrants to purchase 1,028,251 Shares are held by Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Debt Fund; warrants to purchase 2,056,503 Shares are held by Global High Yield, a sub-fund of Mediolanum Best Brands; warrants to purchase 373,910 Shares are held by Ashmore Growing Multi Strategy Fund Limited; warrants to purchase 11,123,810 Shares are held by Ashmore Emerging Markets Corporate High Yield Fund Limited; warrants to purchase 5,889,076 Shares are held by Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Corporate Debt Fund; warrants to purchase 186,955 Shares are held by Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Corporate Debt Fund; (Continued in Footnote 4)
- [F4]warrants to purchase 280,432 Shares are held by Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Asian Corporate Debt Fund; warrants to purchase 7,104,282 Shares are held by Ashmore Emerging Markets Tri Asset Fund Limited; warrants to purchase 2,617,367 Shares are held by Ashmore Emerging Markets High Yield Plus Fund Limited; and warrants to purchase 5,608,644 Shares are held by Ashmore Global Special Situations Fund 5 Limited Partnership.