5//SEC Filing
Carroll Kenneth 5
Accession 0001181431-13-008245
CIK 0001433269other
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 3:11 PM ET
Size
11.6 KB
Accession
0001181431-13-008245
Insider Transaction Report
Form 5
Carroll Kenneth
10% Owner
Transactions
- Gift
Common stock
2012-11-20+600,000→ 0 total(indirect: By Spouse) - Gift
Common stock
2012-11-20+1,000,000→ 0 total - Gift
Common stock
2012-12-21+1,000,000→ 1,000,000 total(indirect: By Trust) - Gift
Common stock
2012-12-21+600,000→ 600,000 total(indirect: By Trust)
Holdings
- 3,381,401(indirect: By LLC)
Common stock
Footnotes (3)
- [F1]The shares were transferred to Elizabeth Carroll, the spouse of Kenneth Carroll, by Carroll Capital Holdings LLC (see note 3). Elizabeth Carroll transferred the shares to Kenneth Carroll, Trustee, the Elizabeth Carroll 2012 Descendants Trust. As the trustee of the Elizabeth Carroll 2012 Descendants Trust, Mr. Carroll may be deemed to beneficially own the 600,000 shares held by Kenneth Carroll, Trustee, the Elizabeth Carroll 2012 Descendants Trust. This filing shall not be deemed an admission that Mr. Carroll is the beneficial owner of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and Mr. Carroll disclaims beneficial ownership of all such shares except to the extent of any pecuniary interest therein.
- [F2]The shares were transferred to Kenneth Carroll by Carroll Capital Holdings LLC (see note 3). Mr. Carroll transferred the shares to Elizabeth Carroll, Trustee, the Kenneth Carroll 2012 Family Trust. As the spouse of Elizabeth Carroll who is the trustee of the Kenneth Carroll 2012 Family Trust, Mr. Carroll may be deemed to beneficially own the 1,000,000 shares held by Elizabeth Carroll, Trustee, the Kenneth Carroll 2012 Family Trust. This filing shall not be deemed an admission that Mr. Carroll is the beneficial owner of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and Mr. Carroll disclaims beneficial ownership of all such shares except to the extent of any pecuniary interest therein.
- [F3]Kenneth Carroll has sole voting and dispositive power of the shares owned by Carroll Capital Holdings, LLC and as such may be deemed to indirectly beneficially own the shares owned by Carroll Capital Holdings, LLC.
Documents
Issuer
Diligent Board Member Services, Inc.
CIK 0001433269
Entity typeother
Related Parties
1- filerCIK 0001567186
Filing Metadata
- Form type
- 5
- Filed
- Feb 10, 7:00 PM ET
- Accepted
- Feb 11, 3:11 PM ET
- Size
- 11.6 KB