BLACK CHARLES 5
5 · ANWORTH MORTGAGE ASSET CORP · Filed Feb 13, 2013
Insider Transaction Report
Form 5
BLACK CHARLES
Director
Transactions
- Other
Common Stock
2012-12-31+1,575→ 17,799 total
Holdings
- 8,000
Restricted Stock Unit
→ Common Stock (8,000 underlying) - 12,100
Stock Option (right to buy)
Exercise: $13.80From: 2004-05-01Exp: 2013-05-01→ Common Stock (12,100 underlying)
Footnotes (3)
- [F1]These shares were acquired under Anworth Mortgage Asset Corporation's Dividend Reinvestment and Stock Purchase Plan, in exempt transactions pursuant to Rule 16a-11, at the then-current market prices during calendar year 2012.
- [F2]1-for-1.
- [F3]The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.