BROWN THAD M 4
4 · ANWORTH MORTGAGE ASSET CORP · Filed Feb 14, 2013
Insider Transaction Report
Form 4
BROWN THAD M
CFO, Secretary and Treasurer
Transactions
- Sale
Common Stock
2013-02-14$6.24/sh−5,439$33,939→ 30,438 total
Holdings
- 737.705(indirect: By IRA)
Series B Cumulative Convertible Preferred Stock
Exercise: $10.50From: 2012-11-28→ Common Stock (2,831 underlying) - 38,700
Stock Option (right to buy)
Exercise: $13.80From: 2004-05-01Exp: 2013-05-01→ Common Stock (38,700 underlying)
Footnotes (2)
- [F1]The Series B Cumulative Convertible Preferred Stock is convertible into shares of Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, a copy of which was filed as an exhibit to a Current Report on Form 8-K with the Securities and Exchange Commission on January 30, 2007. The current conversion price reflecting such adjustments is $3.8370 per share.
- [F2]The Series B Cumulative Convertible Preferred Stock has no expiration date.