Rose Kenton R 4
4 · BEAM INC · Filed Mar 19, 2013
Insider Transaction Report
Form 4
BEAM INCNYSE: BEAM
Rose Kenton R
SVP & GC, CAO & Secretary
Transactions
- Exercise/Conversion
Common Stock, par value $3.125
2013-03-15$45.44/sh+17,196$781,445→ 21,599 total - Sale
Common Stock, par value $3.125
2013-03-15$62.78/sh−17,196$1,079,522→ 4,403 total - Exercise/Conversion
Stock Option (Right to Buy)
2013-03-15−17,196→ 10,000 totalExercise: $45.44Exp: 2013-09-29→ Common Stock (17,196 underlying)
Footnotes (4)
- [F1]Reflects the exercise of stock options issued under Beam's Long-Term Incentive Plans.
- [F2]The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $62.68 to $62.96, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
- [F3]Includes 117 shares acquired under the Beam Employee Stock Purchase Plan.
- [F4]The options vested in three equal annual installments beginning on September 29, 2004.