4//SEC Filing
HANONO FANNY 4
Accession 0001181431-13-019432
CIK 0000900349other
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 9:32 PM ET
Size
13.5 KB
Accession
0001181431-13-019432
Insider Transaction Report
Form 4
HANONO FANNY
Secretary and Treasurer
Transactions
- Award
Common Stock
2013-03-26+913→ 6,842 total - Disposition to Issuer
Common Stock
2013-03-26−2,500→ 5,929 total
Holdings
- 392,781(indirect: See footnote)
Common Stock
- 4,412
Stock Appreciation Right
Exercise: $18.19From: 2013-03-19Exp: 2019-03-18→ Common Stock (4,412 underlying) - 2,850
Stock Appreciation Right
Exercise: $28.38From: 2012-04-11Exp: 2018-04-10→ Common Stock (2,850 underlying) - 3,476
Stock Appreciation Right
Exercise: $24.93From: 2011-04-19Exp: 2017-04-18→ Common Stock (3,476 underlying) - 10,000
Stock Options
Exercise: $4.63From: 2010-03-18Exp: 2019-03-17→ Common Stock (10,000 underlying)
Footnotes (7)
- [F1]Reflects the forfeiture of restricted stock awarded pursuant to a grant made in October 2008, which was forfeited on March 26, 2013, because the Company did not meet the applicable performance goals.
- [F2]Includes (i) 1,603 shares of restricted stock granted in April 2011; and (ii) 2,501 shares of restricted stock granted in March 2012, which in all cases vest up to 100% on the date the Company files its Annual Report on Form 10-K for fiscal 2014 and fiscal 2015, respectively; provided that Ms. Hanono is still an employee of the Company on such dates, and the Company has met certain performance criteria. With respect to the grants made in April 2011 and March 2012, Ms. Hanono may be entitled to up to an additional 50% of the restricted stock in the event the Company exceeds the performance goals.
- [F3]Reflects additional shares awarded pursuant to a grant made in April 2010, which grant vested on March 26, 2013, because the Company exceeded the performance goals tied to the original grant.
- [F4]Owned by the Fanny Hanono Revocable Trust UAD 07/06/11, of which the Reporting Person is the Trustee.
- [F5]Of the shares subject to the stock appreciation right, 1,470 shares are fully vested. The remainder of the shares shall vest and become exercisable on in two equal installments of 1,471 shares on March 19, 2014 and March 19, 2015.
- [F6]Of the shares subject to the stock appreciation right, 950 shares are fully vested. The remainder of the shares shall vest and become exercisable in two equal installments of 950 shares on April 11, 2013 and April 11, 2014.
- [F7]Of the shares subject to the stock appreciation right, 2,317 shares are fully vested. The remaining 1,159 shares shall vest and become exercisable on April 19, 2013.
Documents
Issuer
PERRY ELLIS INTERNATIONAL INC
CIK 0000900349
Entity typeother
Related Parties
1- filerCIK 0001032826
Filing Metadata
- Form type
- 4
- Filed
- Mar 27, 8:00 PM ET
- Accepted
- Mar 28, 9:32 PM ET
- Size
- 13.5 KB