Stewart Brian 4

4 · Patient Safety Technologies, Inc · Filed Apr 30, 2013

Form 4

Period: 2011-10-14

VP Business Development

Transactions

Other
Warrant (right to buy)
2011-10-14−48,000→ 0 total
Exercise: $0.75From: 2008-05-20Exp: 2013-05-19→ Common Stock (48,000 underlying)
Other
Warrant (right to buy)
2011-10-14−41,600→ 0 total
Exercise: $0.75From: 2009-01-02Exp: 2013-05-19→ Common Stock (41,600 underlying)
Award
Employee Stock Options (right to buy)
2012-01-30+100,000→ 100,000 total
Exercise: $1.20From: 2013-01-30Exp: 2022-01-30→ Common Stock (100,000 underlying)
Other
Warrant (right to buy)
2011-10-14+98,560→ 98,560 total
Exercise: $0.75From: 2011-10-14Exp: 2013-05-19→ Common Stock (98,560 underlying)

Holdings

Warrant (right to buy)
Exercise: $1.40From: 2008-08-01Exp: 2013-07-31→ Common Stock (100,000 underlying)
100,000
Employee Stock Options (right to buy)
Exercise: $0.80From: 2010-11-15Exp: 2020-06-24→ Common Stock (2,000,000 underlying)
2,000,000

Footnotes (2)

[F1]Warrant exchange disclosed in Current Report Report on Form 8-K filed November 7, 2011.
[F2]Employee stock options (right to buy) granted to the Reporting Person on January 30, 2012. On January 13, 2013, 25,000 shares vested and were exercisable. The balance of 75,000 shares vests over 36 months starting on February 28, 2013 so that 100% of the options are vested and exercisable on January 30, 2016.

Documents

1 file