BROWN THAD M 4
4 · ANWORTH MORTGAGE ASSET CORP · Filed May 16, 2013
Insider Transaction Report
Form 4
BROWN THAD M
CFO, Secretary and Treasurer
Transactions
- Sale
Series B Cumulative Convertible Preferred Stock
2013-05-15$24.59/sh−754.172$18,545→ 0 total(indirect: By IRA)Exercise: $10.50From: 2012-11-28→ Common Stock (2,918 underlying)
Holdings
- 30,438
Common Stock
Footnotes (2)
- [F1]The Series B Cumulative Convertible Preferred Stock is convertible into shares of Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, a copy of which was filed as an exhibit to a Current Report on Form 8-K with the Securities and Exchange Commission on January 30, 2007. The current conversion price reflecting such adjustments is $3.8695 per share.
- [F2]The Series B Cumulative Convertible Preferred Stock has no expiration date.