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MARRON & ASSOCIATES LLC 4

Accession 0001181431-13-031375

CIK 0001486800other
View on SEC.govCompany Profile

Filed

May 28, 8:00 PM ET

Accepted

May 29, 7:59 PM ET

Size

22.4 KB

Accession

0001181431-13-031375

Insider Transaction Report

Form 4
Period: 2013-05-28
Higher One Holdings, Inc.ONE
MARRON DONALD B
10% Owner
Transactions
  • Sale

    Common Stock

    2013-05-29$10.75/sh−265$2,849→ 44,115 total(indirect: See Footnote)
  • Sale

    Common Stock

    2013-05-29$10.75/sh−52,773$567,310→ 8,376,046 total
  • Sale

    Common Stock

    2013-05-28$10.95/sh−9,369$102,591→ 8,428,819 total
  • Sale

    Common Stock

    2013-05-28$10.95/sh−47$515→ 44,380 total(indirect: See Footnote)
Holdings

  • Common Stock

    148,567

  • Common Stock

    (indirect: See Footnote)
    4,975

  • Common Stock

    11,940

  • Common Stock

    (indirect: See Footnote)
    2,488
Lightyear Fund II GP, L.P.
10% Owner
Transactions
  • Sale

    Common Stock

    2013-05-28$10.95/sh−9,369$102,591→ 8,428,819 total
  • Sale

    Common Stock

    2013-05-29$10.75/sh−52,773$567,310→ 8,376,046 total
  • Sale

    Common Stock

    2013-05-28$10.95/sh−47$515→ 44,380 total(indirect: See Footnote)
  • Sale

    Common Stock

    2013-05-29$10.75/sh−265$2,849→ 44,115 total(indirect: See Footnote)
Holdings

  • Common Stock

    11,940

  • Common Stock

    (indirect: See Footnote)
    4,975

  • Common Stock

    148,567

  • Common Stock

    (indirect: See Footnote)
    2,488
Chestnut Venture Holdings, LLC
10% Owner
Transactions
  • Sale

    Common Stock

    2013-05-29$10.75/sh−52,773$567,310→ 8,376,046 total
  • Sale

    Common Stock

    2013-05-28$10.95/sh−9,369$102,591→ 8,428,819 total
  • Sale

    Common Stock

    2013-05-28$10.95/sh−47$515→ 44,380 total(indirect: See Footnote)
  • Sale

    Common Stock

    2013-05-29$10.75/sh−265$2,849→ 44,115 total(indirect: See Footnote)
Holdings

  • Common Stock

    (indirect: See Footnote)
    4,975

  • Common Stock

    148,567

  • Common Stock

    (indirect: See Footnote)
    2,488

  • Common Stock

    11,940
LIGHTYEAR FUND II LP
10% Owner
Transactions
  • Sale

    Common Stock

    2013-05-28$10.95/sh−47$515→ 44,380 total(indirect: See Footnote)
  • Sale

    Common Stock

    2013-05-29$10.75/sh−52,773$567,310→ 8,376,046 total
  • Sale

    Common Stock

    2013-05-29$10.75/sh−265$2,849→ 44,115 total(indirect: See Footnote)
  • Sale

    Common Stock

    2013-05-28$10.95/sh−9,369$102,591→ 8,428,819 total
Holdings

  • Common Stock

    148,567

  • Common Stock

    (indirect: See Footnote)
    2,488

  • Common Stock

    (indirect: See Footnote)
    4,975

  • Common Stock

    11,940
MARRON & ASSOCIATES LLC
10% Owner
Transactions
  • Sale

    Common Stock

    2013-05-29$10.75/sh−265$2,849→ 44,115 total(indirect: See Footnote)
  • Sale

    Common Stock

    2013-05-28$10.95/sh−9,369$102,591→ 8,428,819 total
  • Sale

    Common Stock

    2013-05-28$10.95/sh−47$515→ 44,380 total(indirect: See Footnote)
  • Sale

    Common Stock

    2013-05-29$10.75/sh−52,773$567,310→ 8,376,046 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    4,975

  • Common Stock

    11,940

  • Common Stock

    (indirect: See Footnote)
    2,488

  • Common Stock

    148,567
Lightyear Fund II GP Holdings, LLC
10% Owner
Transactions
  • Sale

    Common Stock

    2013-05-28$10.95/sh−9,369$102,591→ 8,428,819 total
  • Sale

    Common Stock

    2013-05-28$10.95/sh−47$515→ 44,380 total(indirect: See Footnote)
  • Sale

    Common Stock

    2013-05-29$10.75/sh−52,773$567,310→ 8,376,046 total
  • Sale

    Common Stock

    2013-05-29$10.75/sh−265$2,849→ 44,115 total(indirect: See Footnote)
Holdings

  • Common Stock

    148,567

  • Common Stock

    11,940

  • Common Stock

    (indirect: See Footnote)
    4,975

  • Common Stock

    (indirect: See Footnote)
    2,488
Footnotes (9)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.88 to $11.03, inclusive. The reporting persons undertake to provide to Higher One Holdings, Inc., any security holder of Higher One Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (4) to this Form 4.
  • [F2]The shares are held directly by Lightyear Fund II, L.P.
  • [F3]The shares are held directly by Lightyear Co-Invest Partnership II, L.P. The general partner of Lightyear Co-Invest Partnership II, L.P. is Lightyear Fund II GP Holdings, LLC.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.75 to $10.825, inclusive.
  • [F5]The shares are held directly by Chestnut Venture Holdings, LLC.
  • [F6]The general partner of Lightyear Fund II, L.P. is Lightyear Fund II GP, L.P. The general partner of Lightyear Fund II GP, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is Marron & Associates, LLC. The sole member of Marron & Associates, LLC is Chestnut Venture Holdings, LLC. The managing member of Chestnut Venture Holdings, LLC is Mr. Donald B. Marron.
  • [F7]The shares are held directly by Donald B. Marron.
  • [F8]The shares are held by a limited liability company of which Donald B. Marron is the managing member.
  • [F9]The shares are held by a trust of which Donald B. Marron is trustee.

Documents

1 file

Issuer

Higher One Holdings, Inc.

CIK 0001486800

→
Entity typeother

Related Parties

1
  • filerCIK 0001277195

Filing Metadata

Form type
4
Filed
May 28, 8:00 PM ET
Accepted
May 29, 7:59 PM ET
Size
22.4 KB
View on SEC.gov