Home/Filings/4/0001181431-13-032990

4//SEC Filing

Higher One Holdings, Inc. 4

Accession 0001181431-13-032990

CIK 0001486800operating

View on SEC.gov Company Profile

Filed

Jun 4, 8:00 PM ET

Accepted

Jun 5, 5:22 PM ET

Size

22.4 KB

Accession

0001181431-13-032990

Insider Transaction Report

Form 4

Period: 2013-06-03

Higher One Holdings, Inc.ONE

LIGHTYEAR FUND II LP

10% Owner

Transactions

Sale
Common Stock
2013-06-03$10.79/sh−886$9,560→ 42,330 total(indirect: See Footnotes)
Sale
Common Stock
2013-06-03$10.79/sh−176,239$1,901,619→ 8,020,833 total
Sale
Common Stock
2013-06-04$10.35/sh−4,151$42,963→ 38,179 total(indirect: See Footnotes)
Sale
Common Stock
2013-06-04$10.35/sh−825,970$8,548,790→ 7,194,863 total

Holdings

Common Stock
11,940
Common Stock
(indirect: See Footnote)
2,488
Common Stock
(indirect: See Footnote)
4,975
Common Stock
148,567

MARRON & ASSOCIATES LLC

10% Owner

Transactions

Sale
Common Stock
2013-06-03$10.79/sh−886$9,560→ 42,330 total(indirect: See Footnotes)
Sale
Common Stock
2013-06-04$10.35/sh−825,970$8,548,790→ 7,194,863 total
Sale
Common Stock
2013-06-04$10.35/sh−4,151$42,963→ 38,179 total(indirect: See Footnotes)
Sale
Common Stock
2013-06-03$10.79/sh−176,239$1,901,619→ 8,020,833 total

Holdings

Common Stock
148,567
Common Stock
11,940
Common Stock
(indirect: See Footnote)
2,488
Common Stock
(indirect: See Footnote)
4,975

MARRON DONALD B

10% Owner

Transactions

Sale
Common Stock
2013-06-03$10.79/sh−886$9,560→ 42,330 total(indirect: See Footnotes)
Sale
Common Stock
2013-06-04$10.35/sh−4,151$42,963→ 38,179 total(indirect: See Footnotes)
Sale
Common Stock
2013-06-03$10.79/sh−176,239$1,901,619→ 8,020,833 total
Sale
Common Stock
2013-06-04$10.35/sh−825,970$8,548,790→ 7,194,863 total

Holdings

Common Stock
148,567
Common Stock
(indirect: See Footnote)
2,488
Common Stock
(indirect: See Footnote)
4,975
Common Stock
11,940

Lightyear Fund II GP, L.P.

10% Owner

Transactions

Sale
Common Stock
2013-06-04$10.35/sh−4,151$42,963→ 38,179 total(indirect: See Footnotes)
Sale
Common Stock
2013-06-03$10.79/sh−886$9,560→ 42,330 total(indirect: See Footnotes)
Sale
Common Stock
2013-06-04$10.35/sh−825,970$8,548,790→ 7,194,863 total
Sale
Common Stock
2013-06-03$10.79/sh−176,239$1,901,619→ 8,020,833 total

Holdings

Common Stock
(indirect: See Footnote)
4,975
Common Stock
11,940
Common Stock
(indirect: See Footnote)
2,488
Common Stock
148,567

Chestnut Venture Holdings, LLC

10% Owner

Transactions

Sale
Common Stock
2013-06-03$10.79/sh−176,239$1,901,619→ 8,020,833 total
Sale
Common Stock
2013-06-03$10.79/sh−886$9,560→ 42,330 total(indirect: See Footnotes)
Sale
Common Stock
2013-06-04$10.35/sh−825,970$8,548,790→ 7,194,863 total
Sale
Common Stock
2013-06-04$10.35/sh−4,151$42,963→ 38,179 total(indirect: See Footnotes)

Holdings

Common Stock
(indirect: See Footnote)
4,975
Common Stock
148,567
Common Stock
11,940
Common Stock
(indirect: See Footnote)
2,488

Lightyear Fund II GP Holdings, LLC

10% Owner

Transactions

Sale
Common Stock
2013-06-03$10.79/sh−886$9,560→ 42,330 total(indirect: See Footnotes)
Sale
Common Stock
2013-06-03$10.79/sh−176,239$1,901,619→ 8,020,833 total
Sale
Common Stock
2013-06-04$10.35/sh−825,970$8,548,790→ 7,194,863 total
Sale
Common Stock
2013-06-04$10.35/sh−4,151$42,963→ 38,179 total(indirect: See Footnotes)

Holdings

Common Stock
11,940
Common Stock
(indirect: See Footnote)
2,488
Common Stock
148,567
Common Stock
(indirect: See Footnote)
4,975

Footnotes (9)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.75 to $10.86, inclusive. The reporting persons undertake to provide to Higher One Holdings, Inc., any security holder of Higher One Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (4) to this Form 4.
[F2]The shares are held directly by Lightyear Fund II, L.P.
[F3]The shares are held directly by Lightyear Co-Invest Partnership II, L.P. The general partner of Lightyear Co-Invest Partnership II, L.P. is Lightyear Fund II GP Holdings, LLC.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.35 to $10.75, inclusive.
[F5]The shares are held directly by Chestnut Venture Holdings, LLC.
[F6]The general partner of Lightyear Fund II, L.P. is Lightyear Fund II GP, L.P. The general partner of Lightyear Fund II GP, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is Marron & Associates, LLC. The sole member of Marron & Associates, LLC is Chestnut Venture Holdings, LLC. The managing member of Chestnut Venture Holdings, LLC is Mr. Donald B. Marron.
[F7]The shares are held directly by Donald B. Marron.
[F8]The shares are held by a limited liability company of which Donald B. Marron is the managing member.
[F9]The shares are held by a trust of which Donald B. Marron is trustee.

Documents

1 file

4
rrd382522.xmlPrimary
FORM 4

Issuer

Higher One Holdings, Inc.

CIK 0001486800

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001486800

Filing Metadata

Form type: 4
Filed: Jun 4, 8:00 PM ET
Accepted: Jun 5, 5:22 PM ET
Size: 22.4 KB

View on SEC.gov