4//SEC Filing
ANWORTH MORTGAGE ASSET CORP 4
Accession 0001181431-13-037486
CIK 0001047884operating
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 4:26 PM ET
Size
9.6 KB
Accession
0001181431-13-037486
Insider Transaction Report
Form 4
Davis Robert Craig
Director
Transactions
- Award
Restricted Stock Unit
2013-07-01−2,000→ 10,000 total→ Common Stock (2,000 underlying)
Holdings
- 10,000
Common Stock
- 7,000(indirect: By Trust)
Series A Cumulative Preferred Stock
- 4,000
Series B Cumulative Convertible Preferred Stock
Exercise: $10.50→ Common Stock (15,478 underlying) - 10,000(indirect: By Spouse)
Common Stock
Footnotes (7)
- [F1]Mr. Davis has investment control through a power of attorney for trust transactions for the Marjorie L. Davis Family Trust and is a beneficiary of the Trust.
- [F2]1-for1.
- [F3]The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.
- [F4]Granted to the reporting person in consideration for their continued service on the board of directors.
- [F5]The Series B Cumulative Convertible Preferred Stock is convertible into Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, a copy of which was filed as an exhibit to a Current Report on Form 8-K with the Securities and Exchange Commission on January 30, 2007. The current conversion price reflecting such adjustments is $3.8695 per share.
- [F6]Immediately exercisable.
- [F7]The Series B Cumulative Convertible Preferred Stock has no expiration date.
Documents
Issuer
ANWORTH MORTGAGE ASSET CORP
CIK 0001047884
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001047884
Filing Metadata
- Form type
- 4
- Filed
- Jun 30, 8:00 PM ET
- Accepted
- Jul 1, 4:26 PM ET
- Size
- 9.6 KB