EnerJex Resources, Inc. 4
4 · EnerJex Resources, Inc. · Filed Jul 15, 2013
Insider Transaction Report
Form 4
Helfert Lance W
10% Owner
Transactions
- Gift
Common Stock
2013-07-11−3,272,955→ 14,812,923 total(indirect: By Trust)
Holdings
- 42,065(indirect: By Children)
Common Stock
- 14,813,923(indirect: By LLC)
Common Stock
- 42,065(indirect: By Children)
Common Stock
- 53,577(indirect: By IRA)
Common Stock
- 32,146(indirect: By Trust)
Common Stock
- 32,146(indirect: By Trust)
Common Stock
- 2,417,660(indirect: By LLC)
Series A Preferred Stock
- 11,812,469(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]Reporting Person made a gift of certain of his interests in Montecito Venture Partners, LLC to a trust for the benefit of his children. Reporting Person serves on the Board of Managers of Montecito Venture Partners. The gifted interest in Montecito Venture Partners, LLC represents an indirect interest in the Issuer, and the transfer represented a change in Reporting Person's remaining interests. Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other person.
- [F2]Shares held by West Coast Opportunity Fund, LLC for the benefit of its members. The members are the beneficial owners of the shares reported herein. Some of the members are affiliated with the Reporting Person. The investments held by West Coast Opporunity Fund are managed by West Coast Asset Management, Inc. (the "Investment Manager"). Reporting Person serves on the investment committee of the Investment Manager. Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other person.
- [F3]Shares held by Montecito Venture Partners, LLC, which Reporting Person serves on the Board of Managers. Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other person.