4//SEC Filing
BEAM INC 4
Accession 0001181431-13-045940
CIK 0000789073operating
Filed
Aug 20, 8:00 PM ET
Accepted
Aug 21, 5:47 PM ET
Size
18.9 KB
Accession
0001181431-13-045940
Insider Transaction Report
Form 4
BEAM INCNYSE: BEAM
Mierzwicki Leo A
VP & Global Controller
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2013-08-20−3,389→ 0 totalExercise: $36.25From: 2013-02-22Exp: 2017-02-22→ Common Stock (3,389 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2013-08-20−1,607→ 802 totalExercise: $51.08Exp: 2021-02-22→ Common Stock (1,607 underlying) - Exercise/Conversion
Common Stock, par value $3.125
2013-08-20$36.25/sh+3,389$122,840→ 3,829 total - Sale
Common Stock, par value $3.125
2013-08-19$61.77/sh−430$26,561→ 440 total - Exercise/Conversion
Common Stock, par value $3.125
2013-08-20$51.08/sh+1,607$82,084→ 5,436 total - Sale
Common Stock, par value $3.125
2013-08-21$62.44/sh−428$26,723→ 12 total - Exercise/Conversion
Common Stock, par value $3.125
2013-08-20$55.43/sh+1,450$80,374→ 6,886 total - Sale
Common Stock, par value $3.125
2013-08-20$62.63/sh−6,446$403,723→ 440 total - Exercise/Conversion
Stock Option (Right to Buy)
2013-08-20−1,450→ 2,898 totalExercise: $55.43Exp: 2022-02-21→ Common Stock (1,450 underlying)
Footnotes (5)
- [F1]The Reporting Person originally acquired these shares under the Employee Stock Purchase Plan.
- [F2]Reflects the exercise of stock options issued under the Issuer's Long-Term Incentive Plan.
- [F3]The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $62.53 to $62.72, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
- [F4]The option has vested as to 1,607 shares on February 22, 2013 and will vest as to the remaining 802 shares on February 22, 2014.
- [F5]The option has vested as to 1,450 shares on February 21, 2013 and will vest as to the remaining 2,898 shares in two equal installments on February 21, 2014 and February 21, 2015.
Documents
Issuer
BEAM INC
CIK 0000789073
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000789073
Filing Metadata
- Form type
- 4
- Filed
- Aug 20, 8:00 PM ET
- Accepted
- Aug 21, 5:47 PM ET
- Size
- 18.9 KB