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4//SEC Filing

Calumet Specialty Products Partners, L.P. 4

Accession 0001181431-13-057712

CIK 0001340122operating

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 6:06 PM ET

Size

11.5 KB

Accession

0001181431-13-057712

Insider Transaction Report

Form 4
Period: 2013-11-06
Transactions
  • Award

    Phantom Units

    2013-11-06$28.36/sh+2,200$62,3922,200 total
    Common Units (2,200 underlying)
Holdings
  • Common Units

    (indirect: See footnote (4))
    30,503
  • Common Units

    (indirect: See footnote (5))
    1,000
  • Common Units

    43,259
  • Common Units

    (indirect: See footnote (3))
    10,982,209
  • Common Units

    (indirect: See footnote (5))
    1,000
  • Common Units

    (indirect: See footnote (5))
    1,000
Footnotes (5)
  • [F1]Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.
  • [F2]25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2013.
  • [F3]Common units are owned by The Heritage Group ("THG"). THG received the units as consideration for certain assets and liabilities that it contributed to the capital of the Issuer in connection with the Issuer's initial public offering. William S. Fehsenfeld. ("Fehsenfeld") is one of five trustees of the thirty grantor trusts that own all of the partnership interests in THG. The beneficiaries of the trusts include Fehsenfeld and members of his immediate and extended family. Fehsenfeld disclaims beneficial ownership of the units of the Issuer owned by THG except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any another purpose.
  • [F4]Common units owned by William S. Fehsenfeld ("Fehsenfeld") spouse. Fehsenfeld disclaims beneficial ownership of the units of the Issuer owned by The Heritage Group ("THG") except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any another purpose.
  • [F5]Common units owned by William S. Fehsenfeld ("Fehsenfeld") daughter. Fehsenfeld disclaims beneficial ownership of the units of the Issuer owned by The Heritage Group ("THG") except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any another purpose.

Documents

1 file

Issuer

Calumet Specialty Products Partners, L.P.

CIK 0001340122

Entity typeoperating

Related Parties

1
  • filerCIK 0001340122

Filing Metadata

Form type
4
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 6:06 PM ET
Size
11.5 KB