|4Nov 13, 4:09 PM ET

EMPIRE RESORTS INC 4

4 · EMPIRE RESORTS INC · Filed Nov 13, 2013

Insider Transaction Report

Form 4
Period: 2013-11-12
Au Fook Yew
Director
Transactions
  • Award

    Common Stock, $.01 par value per share

    2013-11-12+10,00036,667 total
  • Award

    Option to purchase Common Stock (right to buy)

    2013-11-12+10,00010,000 total
    Exercise: $4.95Exp: 2018-11-12Common Stock, $.01 par value per share (10,000 underlying)
Footnotes (2)
  • [F1]Restricted stock grant under the 2005 Empire Resorts, Inc. Equity Incentive Plan (the "Plan"), which shall vest on January 4, 2015.
  • [F2]Option grant under the Plan, which shall vest as to 2,500 immediately, as to 2,500 on February 7, 2014, as to 2,500 on May 7, 2014 and as to the remaining 2,500 on August 7, 2014.

Documents

1 file
  • 4
    rrd395315.xmlPrimary

    FORM 4