4//SEC Filing
VINCE HOLDING CORP. 4
Accession 0001181431-13-060934
$VNCECIK 0001579157operating
Filed
Nov 26, 7:00 PM ET
Accepted
Nov 27, 7:28 PM ET
Size
6.8 KB
Accession
0001181431-13-060934
Insider Transaction Report
Form 4
Granoff Jill
DirectorChief Executive Officer
Transactions
- Award
Employee Stock Option (right to buy)
2013-11-27+1,153,291→ 1,153,291 totalExercise: $5.75Exp: 2022-05-04→ Common stock (1,153,291 underlying)
Footnotes (2)
- [F1]The reported transaction involved the assumption of outstanding options that were granted by Kellwood Company pursuant to the 2010 Stock Option Plan of Kellwood Company on May 4, 2012. Vince Holding Corp. (the "Company") assumed Kellwood Company's obligations with respect to such options on November 21, 2013; provided that such options did not become exercisable until the consummation of the Company's initial public offering on November 27, 2013. The board of directors of the Company approved such assumption on November 21, 2013 in accordance with Rule 16d-3(d) as promulgated under the Securities Exchange Act of 1934 (as amended). The options provide for vesting 20% each year on the anniversary of the grant date, beginning on the first anniversary of the grant date so long as the Reporting Person remains employed with the Company. On November 26, 2013, the Company amended the related grant agreements to eliminate restrictions on the exercisability of such options as they vest.
- [F2]Pursuant to the Amended and Restated Certificate of Incorporation of the Company filed immediately prior to the consummation of the Company's initial public offering, each share of voting common stock, par value $0.001 per share, was converted into 28.5177 shares of common stock, par value $0.01 per share (the "Stock Split"). The options and the related exercise price have been adjusted to give effect to the assumption discussed in Footnote 1 and the Stock Split.
Documents
Issuer
VINCE HOLDING CORP.
CIK 0001579157
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001579157
Filing Metadata
- Form type
- 4
- Filed
- Nov 26, 7:00 PM ET
- Accepted
- Nov 27, 7:28 PM ET
- Size
- 6.8 KB