Home/Filings/5/0001181431-14-002136
5//SEC Filing

ANWORTH MORTGAGE ASSET CORP 5

Accession 0001181431-14-002136

CIK 0001047884operating

Filed

Jan 9, 7:00 PM ET

Accepted

Jan 10, 4:43 PM ET

Size

7.0 KB

Accession

0001181431-14-002136

Insider Transaction Report

Form 5
Period: 2013-12-31
MCADAMS JOSEPH LLOYD
DirectorChairman, President & CEO
Transactions
  • Other

    Common Stock

    2013-12-31+16,0191,256,294 total
Holdings
  • Common Stock

    (indirect: By Foundation)
    33,700
  • Common Stock

    (indirect: By Spouse)
    41,500
Footnotes (4)
  • [F1]These shares were acquired under Anworth Mortgage Asset Corporation's Dividend Reinvestment and Stock Purchase Plan, in exempt transactions pursuant to Rule 16a-11, at the then-current market prices during calendar year 2013.
  • [F2]Mr. McAdams is married to Heather U. Baines, Executive Vice President of Anworth Mortgage Asset Corporation. Mr. McAdams owns 62,500 shares individually. The balance of these shares are owned as communitiy property with Ms. Baines.
  • [F3]Ms. Baines owns 41,500 shares in which Mr. McAdams has no beneficial interests.
  • [F4]Shares held by the McAdams Foundation, or which Mr. McAdams is a director.

Issuer

ANWORTH MORTGAGE ASSET CORP

CIK 0001047884

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001047884

Filing Metadata

Form type
5
Filed
Jan 9, 7:00 PM ET
Accepted
Jan 10, 4:43 PM ET
Size
7.0 KB